Leland
Fallon
Principal Securities, Inc
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About this Advisor
Leland Fallon is a financial advisor based out of Des Moines, Iowa, who has 1 year of industry experience. Fallon is an advisor for Principal Securities, Inc. Their career trajectory has included roles at Merrill Lynch, Pierce, Fenner & Smith Inc, The Vanguard Group, Music4Cancer (The Cause), Principal Life Insurance Company, Princor Financial Services Corporation, Ameriprise Financial Services, Inc, Mml Investors Services, LLC, Lpl Financial LLC and Principal Securities Inc. Fallon maintains Series 63 and Series 66 licenses, certifying them as a securities broker, and can work in Oregon and Texas. Principal Securities, Inc is a business operating out of Des Moines, IA. It has offices in 350 locations and a total of 1,430 advisors. It controls $9 billion in total assets among its 46,075 customer accounts, placing it among the biggest investment advisory firms in the country by assets under management. The firm provides financial advice to 34 charities and foundations. Of its 46,075 accounts, just 3% belong to high-net-worth investors who have more than $1 million in investable assets. The business offers a diverse array of services, such as financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers and educational seminars. Fees charged by financial advisors largely depend on the financial services provided. However, fee types charged by Principal Securities, Inc may include some combination of asset-based, hourly, fixed and other fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Principal Securities, Inc Brokerage Details
$9,416,854,861
1,430
46,075
$204,381
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Leland Fallon Work History
Leland has been registered as a financial advisor for 1 years.*
Principal Life Insurance Company
Principal Securities Inc
Lpl Financial LLC
Mml Investors Services, LLC
Ameriprise Financial Services, Inc
Principal Life Insurance Company
Princor Financial Services Corporation
Merrill Lynch, Pierce, Fenner & Smith Inc
The Vanguard Group
Music4Cancer (The Cause)
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Leland Fallon to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Principal Securities, Inc
Phoenix, AZ
Des Moines, IA
Raleigh, NC
Williamston, MI
Seattle, WA
Denver, CO
Arlington, TX
Lansing, MI
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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