Raymond
Forster

Ubs Financial Services Inc

CRD#1361213
Investment Advisor
in Peabody, MA

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About this Advisor

Raymond Forster is an advisor who works out of Peabody, Massachusetts. Currently an investment advisor with Ubs Financial Services Inc, Forster has 11 years of practice in the financial advisory industry. Forster holds Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative. Forster is able to advise customers in Texas. Their career trajectory has included roles at Insurance-Non Variable, Raymond James Financial Services, Raymond James Financial Services Advisors Inc, Raymond James Financial Services Advisors, Inc and Ubs Financial Services Inc. Ubs Financial Services Inc is based out of Peabody, Massachusetts, and operates out of 369 offices in the United States. As a registered advisory firm, Ubs Financial Services Inc manages $496 billion in assets throughout 922,927 accounts and retains more than 13,402 people. The firm's total assets under management makes it one of the largest firms in the United States. The firm manages 453,419 accounts on a discretionary basis, meaning the advisor makes all of the buying and selling decisions on the client's behalf. Currently 52% of the investment firm's clients are high-net-worth individuals, meaning they have over $1 million in assets. Ubs Financial Services Inc can provide financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, security rating services and educational seminars. The firm may charge clients asset-based, hourly, fixed, commission-based and other fees.

Certifications and Registrations

Series 63, Series 65

Years of Experience

11 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Security ratings or pricing services, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Others

Disclosures

Yes

Office Location

8 Essex Center Drive 2Nd Floor
Peabody, MA 01960

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Ubs Financial Services Inc Brokerage Details

Total Assets Under Management

$496,034,949,376

MA Average: $10,121,009,343
Total Number of Employees

13,335

MA Average: 92
Total Number of Accounts

957,738

MA Average: 6,978
Average Account Size

$517,923

MA Average: $1,450,417

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Educational seminars/workshops

Raymond Forster Work History

Raymond has 11 years of experience.

2011 - Present (8 years)

Ubs Financial Services Inc

2009 - 2011 (2 years)

Raymond James Financial Services Advisors Inc

2009 - 2011 (2 years)

Raymond James Financial Services Advisors, Inc

2008 - 2011 (3 years)

Insurance-Non Variable

2007 - 2011 (4 years)

Raymond James Financial Services

Disclosures

Raymond Forster has disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Ubs Financial Services Inc

Debra Noble
Weehawken, NJ
Patrick Harrington
Weehawken, NJ
Micaela Murphy
La Jolla, CA
Kory Frost
Farmington, MI
Felicia Chang
Pasadena, CA
Chester Wang
Boulder, CO
Juliana Trovato
Florham Park, NJ
Brent Barnhart
Birmingham, MI

This content was compiled from the SEC and FINRA.

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