Ubs Financial Services Inc
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About this Advisor
Stephen Gesualdi is an advisor located in Peabody, Massachusetts. Currently an advisor with Ubs Financial Services Inc, they have accrued 10 years of experience as a registered investment advisor. Gesualdi holds Series 63 and Series 65 licenses, which designate them as both a securities agent and an investment advisor representative. Gesualdi is able to advise clients in New Hampshire. Their career trajectory has included roles at Wachovia Securities, LLC and Ubs Financial Services Inc. Ubs Financial Services Inc is headquartered in Peabody, Massachusetts, and operates out of 369 locations in the United States. Overall, Ubs Financial Services Inc oversees $496 billion in assets throughout 922,927 client accounts and employs more than 13,402 people. The firm's total assets under management places it among the biggest financial advisory firms in the nation. The firm manages 453,419 accounts on a discretionary basis, meaning the advisor makes investment decisions at their discretion. Currently 52% of the advisory firm's clients are high-net-worth individuals, meaning they have greater than $1 million in investable assets. Ubs Financial Services Inc can provide financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, security rating services and educational seminars. The firm may charge clients asset-based, hourly, fixed, commission-based and other fees.
Certifications and Registrations
Years of Experience
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Ubs Financial Services Inc Brokerage Details
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Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Publication of periodicals or newsletters
- Security ratings or pricing services
- Educational seminars/workshops
Stephen Gesualdi Work History
Stephen has 10 years of experience.
Ubs Financial Services Inc
Wachovia Securities, LLC
Stephen Gesualdi has disclosures.
Please visit their SEC profile for more details.
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