Werner
Maiwald

Supreme Alliance LLC

CRD#1029465
Investment Advisor
in Charlotte, NC

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About this Advisor

Werner Maiwald is a financial advisor based out of Charlotte, North Carolina with a total of 2 years of industry experience. Maiwald is currently employed by Supreme Alliance LLC. During their career, the advisor has held roles at Gaudreau Group, Investors Capital Corporation, Voya Financial Advisors, Lincoln Financial Securities and Supreme Alliance LLC. Maiwald has Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and can work in Connecticut, Florida, Massachusetts and North Carolina. Supreme Alliance LLC is a company with a branch in Charlotte, North Carolina. The investment advisory business has a total of 10 people on staff. It has $10 million in assets among its 82 accounts, making it one of the smaller investment advisory firms in the United States by assets under management. Supreme Alliance LLC offers a wide set of services, such as financial planning services, portfolio management for individuals and small businesses, pension consulting services and selection of other advisers. Financial management fees largely are based on which services are provided. However, fee types billed by Supreme Alliance LLC most likely include any combination of asset-based, hourly, fixed, commission-based and other fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

2 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Pension consulting services, Selection of other advisers

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Others

Office Location

Charlotte, NC

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Supreme Alliance LLC Brokerage Details

Total Assets Under Management

$10,150,600

Total Number of Employees

10

Total Number of Accounts

82

Average Account Size

$123,788

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers

Werner Maiwald Work History

Werner has been registered as a financial advisor for 2 years.*

2021 - Present (3 years)

Supreme Alliance LLC

2020 - 2020 (< 1 year)

Lincoln Financial Securities

2015 - 2020 (5 years)

Voya Financial Advisors

2006 - 2015 (9 years)

Investors Capital Corporation

2004 - 2015 (11 years)

Gaudreau Group

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Werner Maiwald to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Supreme Alliance LLC

Sang Walker
Charlotte, NC
Charles Ehnot
Charlotte, NC
Brian Parker
Timberlake, NC
Peter Addison
Charlotte, NC
Jeffrey Deuel
Charlotte, NC
Werner Maiwald
Charlotte, NC
Michael Jones
Charlotte, NC
Marc Surmay
Northfield, OH

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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