Karen
Smith

Morgan Stanley

CRD#1408015
Investment Advisor
in Flint, MI

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About this Advisor

Karen Smith is a financial advisor operating in Flint, Michigan, with 11 years of financial industry experience. Smith is currently employed by Morgan Stanley. Smith has gained experience at Morgan Stanley Smith Barney LLC and Morgan Stanley Private Bank, N.A. Smith holds Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative, and can advise clients in Illinois, Michigan and Texas. Morgan Stanley is a company based in Flint, Michigan. The company has offices in 726 locations and a total of 25,600 people on staff. It has $904 billion in total assets between its 1,863,328 client accounts, making it one of the biggest firms in the United States by assets under management. The firm advises 313 charities and foundations. Of its 1,863,328 accounts, just 1% belong to high-net-worth clients who have at least $1 million in assets. Morgan Stanley offers a wide array of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Fees charged by financial advisors typically depend on which services are provided. However, fee types charged by Morgan Stanley likely are comprised of any combination of asset-based, fixed, commission-based and other fees.

Certifications and Registrations

Series 63, Series 65

Years of Experience

11 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for investment companies, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Fixed Fees, Commissions, Others

Disclosures

No

Office Location

2370 S. Linden Road
Flint, MI 48532

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Morgan Stanley Brokerage Details

Total Assets Under Management

$904,300,848,179

MI Average: $7,464,549,021
Total Number of Employees

25,600

MI Average: 88
Total Number of Accounts

1,863,328

MI Average: 3,892
Average Account Size

$485,315

MI Average: $1,917,921

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Karen Smith Work History

Karen has 11 years of experience.

2015 - Present (6 years)

Morgan Stanley Private Bank, N.A

2009 - Present (12 years)

Morgan Stanley Smith Barney LLC

Disclosures

Karen Smith has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Morgan Stanley

Vikram Srinivasan
Baltimore, MD
Craig Gorden
Atlanta, GA
Brian Sanford
Newtown Square, PA
Derek Campbell
Newport Beach, CA
Rachel Jose
Cleveland, OH
Kayonnoh Cooper
Atlanta, GA
Colin Roesler
Newport Beach, CA
Scarlett Alfonzo
Miami, FL

This content was compiled from the SEC and FINRA.

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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