Michael
Gagala

Bny Mellon Securities Corporation

CRD#4864690
Investment Advisor
in New York, NY

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About this Advisor

Michael Gagala is a financial advisor working out of New York, New York with a total of 4 years of industry experience. Gagala is an employee of Bny Mellon Securities Corporation. During their career, the advisor has held roles at Lincoln Financial Distributors, Sentinel Financial Services Company, Russell Investments Financial Services and Bny Mellon Securities Corporation. Gagala holds a Series 66 license, certifying them as both a securities agent and an investment advisor representative, and can operate in Michigan. Bny Mellon Securities Corporation is a firm that has its headquarters in New York, NY. It has offices in four locations and a total of 320 people on staff. It controls $5 billion in assets under management across its 3,794 accounts, placing it among the largest firms in the United States by assets under management. The firm provides services to 26 charitable organizations. Of its 3,794 client accounts, just 3% are held by high-net-worth clients who have greater than $1 million in investable assets. Bny Mellon Securities Corporation performs a few services, such as portfolio management for individuals and small businesses, portfolio management for institutional clients and other services. Fees for financial management usually are based on which service is provided. Fees charged by Bny Mellon Securities Corporation typically consist of asset-based fees.

Certifications and Registrations

Series 66

Years Registered*

4 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Other

Fee Structure

Percentage of Assets

Office Location

240 Greenwich Street
New York, NY 10286

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Bny Mellon Securities Corporation Brokerage Details

Total Assets Under Management

$5,275,585,428

NY Average: $7,464,549,021
Total Number of Employees

320

NY Average: 88
Total Number of Accounts

3,794

NY Average: 3,892
Average Account Size

$1,390,507

NY Average: $1,917,921

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Other

Michael Gagala Work History

Michael has been registered as a financial advisor for 4 years.*

2019 - Present (5 years)

Bny Mellon Securities Corporation

2017 - 2019 (2 years)

Russell Investments Financial Services

2015 - 2017 (2 years)

Sentinel Financial Services Company

2011 - 2014 (3 years)

Lincoln Financial Distributors

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Michael Gagala to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Bny Mellon Securities Corporation

Seth Karasin
Uniondale, NY
Michael Aulson
New York, NY
George Sekas
New York, NY
Matthew Hutchinson
New York, NY
Christian Mccormick
New York, NY
Melissa Dipierro
Exton, PA
Connie Gorczyca
Newport Beach, CA
Thomas Coyne
New York, NY

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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