James
Brisley

Principal Advised Services

CRD#1827857
Investment Advisor
in Minneapolis, MN

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About this Advisor

James Brisley is a financial advisor based in Minneapolis, Minnesota who has 1 year of relevant experience. Brisley is on the advisory team at Principal Advised Services. Throughout their career, Brisley has worked at Diversified Investors Securities Corp, Diversified, Tbc, Clarity Enrollment Solutions, Principal Life Insurance Company, Principal Securities, Inc and Principal Advised Services. Brisley maintains Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and is able to serve investors in Minnesota. Principal Advised Services is a company that has its headquarters in Des Moines, IA. The company has offices in 12 locations and a total of 115 people on staff. It controls $353 million in assets across its 8,370 accounts, making it one of the bigger investment advisory firms in the United States by assets under management. Principal Advised Services has a few services, such as portfolio management for individuals and small businesses and selection of other advisers. Financial advisory fee schedules largely depend on the financial services. However, fee types charged by Principal Advised Services typically consist of asset-based fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

1 year

Services Offered

Portfolio management for individuals and/or small businesses, Selection of other advisers

Fee Structure

Percentage of Assets

Office Location

222 S 9Th St Ste 1300
Minneapolis, MN 55402

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Principal Advised Services Brokerage Details

Total Assets Under Management

$352,564,235

MN Average: $9,259,360,772
Total Number of Employees

115

MN Average: 166
Total Number of Accounts

8,370

MN Average: 7,189
Average Account Size

$42,122

MN Average: $1,287,990

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers

James Brisley Work History

James has been registered as a financial advisor for 1 years.*

2022 - Present (2 years)

Principal Advised Services

2017 - Present (7 years)

Principal Life Insurance Company

2017 - Present (7 years)

Principal Securities, Inc

2016 - 2017 (1 year)

Tbc

2016 - 2016 (< 1 year)

Clarity Enrollment Solutions

2012 - 2016 (4 years)

Diversified Investors Securities Corp

2012 - 2016 (4 years)

Diversified

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of James Brisley to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Principal Advised Services

Scott Mueller
Lake Oswego, OR
Gerald Elliot
Valley City, OH
Jahaida Dari Moino
New York, NY
Angelica Mendiola
Addison, TX
James Brisley
Minneapolis, MN
Jennifer Wolfe
Des Moines, IA
Joshua Kight
Charlotte, NC
Craig Engel
Crown Point, IN

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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