Carolyn
Vertovec

Merrill Lynch, Pierce, Fenner & Smith Inc

CRD#5081034
Investment Advisor
in Kansas City, MO
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About this Advisor

Carolyn Vertovec is a financial advisor working in Kansas City, Missouri, who has been in the financial industry for 12 years. Vertovec is an advisor for Merrill Lynch, Pierce, Fenner & Smith Inc. Their career trajectory has included roles at Merrill Lynch, Pierce, Fenner & Smith Inc : 7691, Vsr Advisory Services, Inc, Merrill Lynch, Pierce, Fenner & Smith Inc and Bank Of America, N.A. Vertovec maintains a Series 66 license, qualifying them as both a securities agent and an investment advisor representative, and can advise clients in Missouri and Texas. Merrill Lynch, Pierce, Fenner & Smith Inc is a registered investment business headquartered in Kansas City, Missouri. The investment advisory business has offices in 2,958 locations and a total of 40,146 financial advisors. It manages $820 billion in total assets among its 2,272,151 accounts, placing it among the largest financial advisory firms in the nation by assets under management. The firm serves 4,667 charities and foundations. Of its 2,272,151 accounts, just 3% are associated with high-net-worth investors who have more than $1 million in assets. The business provides a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. Financial management fee schedules typically vary depending on the services offered. Fee types billed by Merrill Lynch, Pierce, Fenner & Smith Inc most likely consist of asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 66

Years of Experience

12 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Disclosures

No

Office Location

1200 Main St
Kansas City, MO 64105

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Merrill Lynch, Pierce, Fenner & Smith Inc Brokerage Details

Total Assets Under Management

$797,284,337,467

MO Average: $7,464,549,021
Total Number of Employees

41,217

MO Average: 88
Total Number of Accounts

2,472,247

MO Average: 3,892
Average Account Size

$322,494

MO Average: $1,917,921

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Other

Carolyn Vertovec Work History

Carolyn has 12 years of experience.

2011 - Present (8 years)

Bank Of America, N.A

2006 - Present (13 years)

Merrill Lynch, Pierce, Fenner & Smith Inc

2009 - 2010 (1 year)

Vsr Advisory Services, Inc

2006 - 2009 (3 years)

Merrill Lynch, Pierce, Fenner & Smith Inc : 7691

Disclosures

Carolyn Vertovec has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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