Christopher
Smith

Wells Fargo Clearing Services, LLC

CRD#4250878
Investment Advisor
in Saint Louis, MO

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About this Advisor

Christopher Smith is a financial advisor in Saint Louis, Missouri. Currently a registered advisor at Wells Fargo Clearing Services, LLC, Smith has 11 years of work experience in the financial advisory industry. Smith has a Series 63 license, which qualifies them as a securities agent. Smith can act as a financial advisor based out of Texas. Throughout their career, they have worked at Wells Fargo Advisors LLC and Wells Fargo Clearing Services, LLC. Wells Fargo Clearing Services, LLC is based out of Saint Louis, Missouri, and operates out of 6,239 other locations in the nation. As a company, Wells Fargo Clearing Services, LLC manages $511 billion in assets dispersed across 1,430,874 accounts and retains more than 25,711 people. The level of assets currently under the firm's management places it among the largest investment advisory firms in the nation. The firm manages 1,080,075 accounts on a discretionary basis, meaning the advisor has the authority to make all investment decisions. Currently 41% of the advisory firm's customers are high-net-worth individuals, meaning they have over $1 million in assets. Wells Fargo Clearing Services, LLC provides financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. The firm may charge clients asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63

Years of Experience

11 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Disclosures

No

Office Location

10369 Clayton Rd
Saint Louis, MO 63131

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Wells Fargo Clearing Services, LLC Brokerage Details

Total Assets Under Management

$510,933,873,086

MO Average: $11,469,110,461
Total Number of Employees

25,711

MO Average: 458
Total Number of Accounts

1,430,874

MO Average: 33,415
Average Account Size

$357,078

MO Average: $343,232

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Other

Christopher Smith Work History

Christopher has 11 years of experience.

2016 - Present (5 years)

Wells Fargo Clearing Services, LLC

2009 - 2016 (7 years)

Wells Fargo Advisors LLC

Disclosures

Christopher Smith has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Wells Fargo Clearing Services, LLC

Connor Flannery
New York, NY
Rosa Saldias Costa
Miami, FL
Robert Read
Richmond, VA
Matthew Ogurkow
Seattle, WA
Carla Inurritegui
Miami, FL
Adam Pike
Wilmington, NC
Une Enyenihi
Minneapolis, MN
James Edelen
Saint Louis, MO

This content was compiled from the SEC and FINRA.

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