Connor
Baughman

Pruco Securities, LLC

CRD#6606555
Investment Advisor
in Saint Louis, MO

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About this Advisor

Connor Baughman is a financial advisor in Saint Louis, Missouri. Currently a registered financial advisor with Pruco Securities, LLC, they have accrued 13 years of work experience. Baughman holds Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative. Baughman can serve clients in Missouri. During their career, the advisor has held roles at Pruco Securities, LLC, Waterway Gas & Wash, Algonquin Country Club, Harpos Bar And Grill, Northwestern Mutual, Student and The Prudential Insurance Company Of America. Pruco Securities, LLC is headquartered in Saint Louis, Missouri, and has 113 other locations in the country. As a company, Pruco Securities, LLC oversees $9 billion in assets covering 60,796 client accounts and employs more than 2,600 people. The level of assets currently under the firm's management places it among the biggest financial advisory firms in the country. The firm manages 967 accounts on a discretionary basis, in which the advisor makes investment decisions at their discretion. Currently 1% of the advisory firm's investors are high-net-worth individuals, meaning they have greater than $1 million in assets. Pruco Securities, LLC can provide financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers and educational seminars. The firm's fees may include asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 65

Years of Experience

13 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Disclosures

No

Office Location

12312 Olive Blvd Suite 300
Saint Louis, MO 63141-6474

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Pruco Securities, LLC Brokerage Details

Total Assets Under Management

$8,719,161,494

MO Average: $10,121,009,343
Total Number of Employees

2,600

MO Average: 92
Total Number of Accounts

60,796

MO Average: 6,978
Average Account Size

$143,417

MO Average: $1,450,417

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Educational seminars/workshops

Connor Baughman Work History

Connor has 13 years of experience.

2017 - Present (4 years)

Pruco Securities, LLC

2017 - Present (4 years)

The Prudential Insurance Company Of America

2016 - 2016 (< 1 year)

Northwestern Mutual

2015 - 2017 (2 years)

Harpos Bar And Grill

2014 - 2015 (1 year)

Algonquin Country Club

2014 - 2014 (< 1 year)

Student

2011 - 2014 (3 years)

Waterway Gas & Wash

Disclosures

Connor Baughman has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Prudential Financial Planning Services

Daniel Pecoraro
West Palm Beach, FL
Randall Slawson
Mount Pleasant, SC
Alvonzo Gibbs
Charlotte, NC
Richard Mckinley
Irvine, CA
Arthur Lewis
Miami, FL
Edgardo Guevara
Basking Ridge, NJ
Emily Fissel
Basking Ridge, NJ
Nathan Obringer
Canonsburg, PA

This content was compiled from the SEC and FINRA.

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