Ubs Financial Services Inc
About this Advisor
Kay Buel is an investment advisor who lives in Kansas City, Missouri. Currently a registered financial advisor with Ubs Financial Services Inc, Buel has 10 years of professional experience. Buel has a Series 66 license, certifying them as both a securities agent and an investment advisor representative. Buel is registered to work with clients based out of Missouri. Over the course of their career, Buel has held roles at Ubs Financial Services, Merrill Lynch, Blue Valley School District and Ben & Jerry'S. Ubs Financial Services Inc is located in Kansas City, Missouri, and operates out of 369 additional brick-and-mortar locations in the United States. Overall, Ubs Financial Services Inc oversees $591 billion in assets throughout 975,301 accounts and employs more than 15,605 people. The level of assets currently under the firm's management places it among the biggest firms in the United States. The firm manages 522,287 accounts on a discretionary basis, meaning the advisor makes investment decisions at their discretion. Currently 58% of the advisory firm's customers are high-net-worth individuals, meaning they have more than $1 million in investable assets. Ubs Financial Services Inc offers financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, security rating services and educational seminars. The firm may charge clients asset-based, hourly, fixed, commission-based and other fees.
Certifications and Registrations
Years of Experience
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Ubs Financial Services Inc Brokerage Details
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Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Publication of periodicals or newsletters
- Security ratings or pricing services
- Educational seminars/workshops
Kay Buel Work History
Kay has 10 years of experience.
Ubs Financial Services
Blue Valley School District
Ben & Jerry'S
Kay Buel has no disclosures.
Please visit their SEC profile for more details.
Financial Advisors at Ubs Financial Services Inc
New York, NY
The content in this profile was updated by SmartAsset on 08/06/2020 using publicly available data compiled from the SEC and FINRA. To report any data inconsistencies or errors, please contact email@example.com. The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm, and financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.