Michael
Mordecai

First Citizens Investor Services, Inc

CRD#6862743
Investment Advisor
in Raleigh, NC

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About this Advisor

Michael Mordecai is a financial advisor operating out of Raleigh, North Carolina with a total of 2 years of industry experience. Mordecai is currently employed by First Citizens Investor Services, Inc. Their career trajectory has included roles at Edward Jones, University Of North Carolina At Chapel Hill, Target Corporation, Chubby'S Tacos, John T. Hoggard High School, Stevens Fine Homes and First Citizens Investor Services. Mordecai maintains a Series 66 license, qualifying them as both a securities agent and an investment advisor representative, and can serve investors in North Carolina. First Citizens Investor Services, Inc is a company based in Raleigh, NC. The company has offices in 73 locations and a total of 250 people on staff. It controls $2 billion in assets between its 5,949 customer accounts, placing it among the biggest firms in the country by assets under management. The firm advises 15 charities and foundations. Of its 5,949 client accounts, just 5% belong to high-net-worth investors who have more than $1 million in investable assets. The firm offers a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients and selection of other advisers. Fees charged by financial advisors largely vary depending on the financial services provided. However, fee types billed by First Citizens Investor Services, Inc likely are comprised of any blend of asset-based and fixed fees.

Certifications and Registrations

Series 66

Years Registered*

2 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers

Fee Structure

Percentage of Assets, Fixed Fees

Office Location

100 E. Tryon Road Mail Code: Dac19
Raleigh, NC 27603

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First Citizens Investor Services, Inc Brokerage Details

Total Assets Under Management

$1,526,535,778

NC Average: $3,625,019,099
Total Number of Employees

250

NC Average: 22
Total Number of Accounts

5,949

NC Average: 1,917
Average Account Size

$256,604

NC Average: $1,890,985

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers

Michael Mordecai Work History

Michael has been registered as a financial advisor for 2 years.*

2021 - Present (3 years)

First Citizens Investor Services

2017 - 2020 (3 years)

Edward Jones

2016 - 2016 (< 1 year)

Stevens Fine Homes

2014 - 2015 (1 year)

Target Corporation

2014 - 2014 (< 1 year)

Chubby'S Tacos

2013 - 2017 (4 years)

University Of North Carolina At Chapel Hill

2009 - 2013 (4 years)

John T. Hoggard High School

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Michael Mordecai to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at First Citizens Investor Services, Inc

Brett Mcdonough
Wilmington, NC
David Lobeck
Charleston, SC
Lang Macbain
Raleigh, NC
Ricky Sloan
Raleigh, NC
Christopher Gruin
Charlotte, NC
James Whitt
Charlotte, NC
Michael Williamson
Mount Pleasant, SC
David Walters
Wilmington, NC

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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