James
Friddell
Pruco Securities, LLC
Answer a few questions and
get matched with an advisor.
About this Advisor
James Friddell is a certified financial planner operating in Platte City, Missouri who has 1 year of industry experience. Friddell is an employee of Pruco Securities, LLC. The advisor has gained experience at Massmutual Life Insurance Company, Mml Investors Services, The Prudential Insurance Company Of America and Pruco Securities, LLC. Friddell has Series 63 and Series 66 licenses, which qualify them as a securities broker, and is registered to work in Missouri and Texas. Pruco Securities, LLC is an advisory business operating out of Newark, NJ. The firm has offices in 42 locations and a total of 2,500 people on staff. It has $14 billion in assets across its 106,737 customer accounts, placing it among the biggest financial advisory firms in the nation by assets under management. Of its 106,737 accounts, just 1% are associated with high-net-worth investors who have greater than $1 million in assets. The business offers a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers and educational seminars. Fees for financial advice largely depend on which services the firm provides the client. However, fees charged by Pruco Securities, LLC most likely are comprised of asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
Not sure which advisor is right for you? Use our matching tool.
Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.
Pruco Securities, LLC Brokerage Details
$14,029,321,422
2,500
106,737
$131,438
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Selection of other advisers
- Educational seminars/workshops
James Friddell Work History
James has been registered as a financial advisor for 1 years.*
The Prudential Insurance Company Of America
Pruco Securities, LLC
Massmutual Life Insurance Company
Mml Investors Services
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of James Friddell to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Prudential Financial Planning Services
Sarver, PA
Wakefield, MA
Troy, MI
Danville, IL
Newark, NJ
Winter Springs, FL
Brooklyn, NY
San Jose, CA
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm. Financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.
This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.
This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).
Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.