Lon
Broske

Royal Alliance Associates, Inc

CRD#2389936
Investment Advisor
in Saint Louis, MO

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About this Advisor

Lon Broske is a certified financial planner based out of Saint Louis, Missouri with a total of 2 years of industry experience. Broske works at Royal Alliance Associates, Inc. Over the course of their career, they have held roles at Royal Alliance Associates, Inc and Pines Wealth Management, LLC. Broske holds Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative, and is approved to operate in Missouri. Royal Alliance Associates, Inc is a company based in Jersey City, NJ. The investment advisory business has offices in 1,009 locations and a total of 3,704 people on staff. It controls $30 billion in assets across its 149,233 customer accounts, making it one of the largest financial advisory firms in the country by assets under management. The firm provides financial advisory services to 191 charitable organizations. Of its 149,233 client accounts, just 11% are associated with high-net-worth individuals who have greater than $1 million in assets available to invest. The firm performs a wide assortment of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Fees for financial advice typically are based on the financial services provided. Fee types billed by Royal Alliance Associates, Inc most likely consist of any combination of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 65, CERTIFIED FINANCIAL PLANNER™

Years Registered*

2 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

11475 Olde Cabin Road # 220
Saint Louis, MO 63141

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Royal Alliance Associates, Inc Brokerage Details

Total Assets Under Management

$29,536,149,674

MO Average: $10,121,009,343
Total Number of Employees

3,704

MO Average: 92
Total Number of Accounts

149,233

MO Average: 6,978
Average Account Size

$197,920

MO Average: $1,450,417

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Lon Broske Work History

Lon has been registered as a financial advisor for 2 years.*

2021 - Present (3 years)

Royal Alliance Associates, Inc

2004 - Present (20 years)

Pines Wealth Management, LLC

1999 - Present (25 years)

Royal Alliance Associates, Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Lon Broske to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Royal Alliance Associates, Inc

Benjamin Mckinney
Okemos, MI
Patrick Guzi
Roanoke, VA
Liam House-Myers
Jersey City, NJ
David Whitfield
Mishawaka, IN
Sebastian Kanczugowski
Bellevue, WA
Jacquelyn Notermann
Rochester, MN
Louis Sparacino
Mineola, NY
Phillip Wong
Wayland, MA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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