Anthony
Giuliano

Securities America Advisors, Inc

CRD#3027789
Investment Advisor
in Pleasanton, CA

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About this Advisor

Anthony Giuliano is a financial advisor who works out of Pleasanton, California with 7 years of relevant experience. Giuliano works at Securities America Advisors, Inc. Over the course of their career, Giuliano has held roles at Anthony R Giuliano- Insurance Sales, Securities America, Inc, Securities America Advisors, Inc, Anthony R Giuliano Ea- Tax Services and Foothill Securities, Inc. Giuliano holds Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and can advise clients in California. Securities America Advisors, Inc is a registered investment firm based in La Vista, NE. The investment advisory business has offices in 1,469 locations and a total of 3,748 employees. It manages $38 billion in assets under management among its 200,228 customer accounts, making it one of the largest investment advisory firms in the country by assets under management. The firm serves five charitable organizations. Of its 200,228 client accounts, just 5% belong to high-net-worth investors who have greater than $1 million in investable assets. Securities America Advisors, Inc performs a broad set of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Financial management fee schedules largely vary depending on which services the firm provides the client. Fees charged by Securities America Advisors, Inc likely include asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

7 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

5820 Stoneridge Mall Rd, Ste 204
Pleasanton, CA 94588

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Securities America Advisors, Inc Brokerage Details

Total Assets Under Management

$38,163,842,160

CA Average: $1,978,216,465
Total Number of Employees

3,748

CA Average: 226
Total Number of Accounts

200,228

CA Average: 7,467
Average Account Size

$190,602

CA Average: $264,928

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Anthony Giuliano Work History

Anthony has been registered as a financial advisor for 7 years.*

2016 - Present (8 years)

Securities America, Inc

2016 - Present (8 years)

Securities America Advisors, Inc

2013 - Present (11 years)

Anthony R Giuliano- Insurance Sales

2007 - Present (17 years)

Anthony R Giuliano Ea- Tax Services

2003 - 2016 (13 years)

Foothill Securities, Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Anthony Giuliano to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Securities America Advisors, Inc

Christopher Conti
Johnston, RI
Mark Hansen
San Jose, CA
Steven Juul
Spokane, WA
Derek Bohne
Midvale, UT
Seth Wilson
Fresno, CA
Edward Debay
East Hartford, CT
Donald Seaman
La Vista, NE
Erinn Ford
La Vista, NE

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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