Carolyn
Smith

About this Advisor

Carolyn Smith is an investment advisor whose office is in La Vista, Nebraska. Currently a registered investment advisor at Securities America Advisors, Inc, Smith has 17 years of professional experience as a financial advisor. Smith maintains Series 63 and Series 66 licenses, designating them as a securities representative. Smith can work with customers based out of Nebraska. Their career trajectory has included roles at Securities America, Inc and Securities America Advisors, Inc. Securities America Advisors, Inc is based out of La Vista, Nebraska, and operates out of 1,271 additional locations across the nation. As a registered investment firm, Securities America Advisors, Inc oversees $29 billion in assets throughout 184,356 client accounts and employs more than 1,989 people. The level of assets currently under the firm's management places it among the biggest investment advisory firms in the country. The firm manages 127,618 accounts on a discretionary basis, meaning the advisor makes investment decisions at their discretion. Currently 15% of the advisory firm's investors are high-net-worth individuals, meaning they have greater than $1 million in investable assets. Securities America Advisors, Inc offers financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters and educational seminars. The firm's fees may include asset-based, hourly, fixed, commission-based and other fees.