Casey
Rossiter
Novem Group
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About this Advisor
Casey Rossiter is a financial advisor based in Grand Island, Nebraska who has 4 years of industry experience. Rossiter is on the advisory team at Novem Group. During their career, Rossiter has held roles at Ing Financial Partners, Inc, Water Tower Financial, Securities America Inc, Securities America Advisors, Midland Insurance Co, Novem Group, American Portfolios Financial Services and Five Points Bank & Five Points Financial. Rossiter holds a Series 66 license, certifying them as both a securities agent and an investment advisor representative, and can work in Arizona, California, Colorado, Nebraska, New York and North Carolina. Novem Group is an advisory business that has its headquarters in Rochester, NY. The firm has offices in eight locations and a total of 57 people on staff. It has $1 billion in assets under management across its 4,203 customer accounts, placing it among the larger firms in the country by assets under management. The firm provides financial advice to three charitable organizations. Of its 4,203 customer accounts, just 7% are held by high-net-worth individuals who have greater than $1 million in assets available to invest. Novem Group provides a number of services, including financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers, publication of newsletters and educational seminars. Fees charged by financial advisors are based on which services the firm provides the client. Fees billed by Novem Group likely include any combination of asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Novem Group Brokerage Details
$1,072,749,714
57
4,203
$255,234
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers
- Publication of periodicals or newsletters
- Educational seminars/workshops
Casey Rossiter Work History
Casey has been registered as a financial advisor for 4 years.*
Novem Group
American Portfolios Financial Services
Five Points Bank & Five Points Financial
Securities America Inc
Securities America Advisors
Midland Insurance Co
Water Tower Financial
Ing Financial Partners, Inc
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Casey Rossiter to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Novem Group
Niagara Falls, NY
Rochester, NY
Rochester, NY
Rochester, NY
Rochester, NY
Grand Island, NE
Rochester, NY
Rochester, NY
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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