Clifton
Spinney

Ubs Financial Services Inc

CRD#4000761
Investment Advisor
in Nashua, NH

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About this Advisor

Clifton Spinney is an investment advisor in Nashua, New Hampshire. Currently a registered investment advisor with Ubs Financial Services Inc, they have gathered 10 years of experience as an investment advisor. Spinney has Series 63 and Series 66 licenses, designating them as a securities representative. Spinney is registered to act as a financial advisor in New Hampshire and Texas. Throughout their career, Spinney has worked at Merrill Lynch, Pierce, Fenner & Smith Inc, Bank Of America, Na and Ubs Financial Services Inc. Ubs Financial Services Inc is based out of Nashua, New Hampshire, and operates out of 369 other brick-and-mortar locations in the country. As a company, Ubs Financial Services Inc oversees $496 billion in assets throughout 957,738 client accounts and employs more than 13,335 people. The level of assets currently under the firm's management makes it one of the biggest financial advisory firms in the country. The firm manages 500,077 accounts on a discretionary basis, in which the advisor makes investment decisions at their discretion. Currently 56% of the advisory firm's customers are high-net-worth individuals, meaning they have over $1 million in assets. Ubs Financial Services Inc offers financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, security rating services and educational seminars. The firm's fees may include asset-based, hourly, fixed, commission-based and other fees.

Certifications and Registrations

Series 63, Series 66

Years of Experience

11 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Security ratings or pricing services, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Others

Disclosures

Yes

Office Location

Nashua, NH

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Ubs Financial Services Inc Brokerage Details

Total Assets Under Management

$496,034,949,376

NH Average: $10,121,009,343
Total Number of Employees

13,335

NH Average: 92
Total Number of Accounts

957,738

NH Average: 6,978
Average Account Size

$517,923

NH Average: $1,450,417

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Educational seminars/workshops

Clifton Spinney Work History

Clifton has 11 years of experience.

2013 - Present (7 years)

Ubs Financial Services Inc

2009 - 2013 (4 years)

Merrill Lynch, Pierce, Fenner & Smith Inc

2009 - 2013 (4 years)

Bank Of America, Na

Disclosures

Clifton Spinney has disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Ubs Financial Services Inc

Brenda Li
San Francisco, CA
Amanda Evans
Houston, TX
Patrick Mcgrady
Weehawken, NJ
Michael Idy
West Palm Beach, FL
Christopher Albanese
Weehawken, NJ
Jordan Winterfeld
Houston, TX
Catherine L. Smith
Portland, ME

This content was compiled from the SEC and FINRA.

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