Carlos
Noriega

Morgan Stanley

CRD#3091070
Investment Advisor
in Purchase, NY

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About this Advisor

Carlos Noriega is a certified financial planner based in Purchase, New York with 4 years of industry experience. Noriega is currently employed by Morgan Stanley. The advisor has gained experience at Foresters Advisory Services, LLC, Foresters Financial Services, Inc, Morgan Stanley and Dumont Recreation Soccer Club. Noriega maintains Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative, and is approved to work in New Jersey and New York. Morgan Stanley is a company based in Purchase, NY. The company has offices in 930 locations and a total of 28,000 financial advisors. It has $1 trillion in total assets between its 2,233,188 accounts, making it one of the biggest investment advisory firms in the nation by assets under management. The firm serves 30,383 charities and foundations. Of its 2,233,188 client accounts, just 1% are held by high-net-worth investors who have at least $1 million in assets available to invest. Morgan Stanley provides a wide set of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. A financial advisor's fee schedules vary depending on which services the firm provides the client. However, fee types billed by Morgan Stanley most likely consist of asset-based, fixed, commission-based and other fees.

Certifications and Registrations

Series 63, Series 65, CERTIFIED FINANCIAL PLANNER™

Years Registered*

4 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for investment companies, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Fixed Fees, Commissions, Others

Office Location

2000 Westchester Ave (Home Office)
Purchase, NY 10577

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Morgan Stanley Brokerage Details

Total Assets Under Management

$1,185,061,196,999

NY Average: $7,464,549,021
Total Number of Employees

28,000

NY Average: 88
Total Number of Accounts

2,233,188

NY Average: 3,892
Average Account Size

$530,659

NY Average: $1,917,921

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Carlos Noriega Work History

Carlos has been registered as a financial advisor for 4 years.*

2019 - Present (5 years)

Morgan Stanley

2017 - 2018 (1 year)

Dumont Recreation Soccer Club

2013 - 2019 (6 years)

Foresters Financial Services, Inc

2012 - 2019 (7 years)

Foresters Advisory Services, LLC

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Carlos Noriega to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Morgan Stanley

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New York, NY
Janelle Williams
Billings, MT
Ellen Spitz
Garden City, NY
Margret Birch
Oak Brook, IL
Charles Doering
Walnut Creek, CA
Allan House
Baltimore, MD
Calvin Mason
Pueblo, CO
William Dilodovico
Fort Lauderdale, FL

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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