Gina
Rogers

Advisors Asset Management, Inc

CRD#4764097
Investment Advisor
in Robbinsville, NJ

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About this Advisor

Gina Rogers is a financial advisor who works in Robbinsville, New Jersey who has 1 year of relevant experience. Rogers is an employee of Advisors Asset Management, Inc. During their career, the advisor has held roles at Wells Fargo Advisors LLC, Wells Fargo Clearing Services, LLC, Morgan Stanley and Advisors Asset Management, Inc. Rogers maintains a Series 66 license, which qualifies them as both a securities agent and an investment advisor representative, and is registered to work in New Jersey and Texas. Advisors Asset Management, Inc is a company that has its headquarters in Monument, CO. It has offices in nine locations and a total of 253 people on staff. It administers $4 billion in assets among its 1,634 accounts, making it one of the largest investment advisory firms in the United States by assets under management. The firm advises two charities and foundations. Of its 1,634 client accounts, just 6% are held by high-net-worth investors who have more than $1 million in investable assets. Advisors Asset Management, Inc performs a number of services, including portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for institutional clients and other services. A financial advisor's fee schedules usually are based on which services the firm provides the client. However, fee types charged by Advisors Asset Management, Inc typically consist of asset-based fees.

Certifications and Registrations

Series 66

Years Registered*

1 year

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for investment companies, Portfolio management for businesses or institutional clients, Other

Fee Structure

Percentage of Assets

Office Location

Robbinsville, NJ

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Advisors Asset Management, Inc Brokerage Details

Total Assets Under Management

$3,740,185,737

NJ Average: $2,349,664,866
Total Number of Employees

253

NJ Average: 28
Total Number of Accounts

1,634

NJ Average: 1,101
Average Account Size

$2,288,975

NJ Average: $2,134,119

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies
  • Portfolio management for businesses or institutional clients
  • Other

Gina Rogers Work History

Gina has been registered as a financial advisor for 1 years.*

2022 - Present (2 years)

Advisors Asset Management, Inc

2017 - 2022 (5 years)

Morgan Stanley

2016 - 2017 (1 year)

Wells Fargo Clearing Services, LLC

2012 - 2016 (4 years)

Wells Fargo Advisors LLC

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Gina Rogers to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Advisors Asset Management, Inc

Brian Winkler
New York, NY
Shawn Shepherd
Olathe, KS
Robert Wilkinson
Boerne, TX
Thomas Higgins
Boca Raton, FL
Michael Pfeiffer
Princeton, NJ
Jeffrey Rosen
Dunwoody, GA
Jason Willyard
Lisle, IL

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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