James
Workman

Sb Advisory, LLC

CRD#4384208
Investment Advisor
in Atlanta, GA

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About this Advisor

James Workman is a financial advisor who works out of Atlanta, Georgia with 1 year of relevant experience. Workman works at Sb Advisory, LLC. Their career trajectory has included roles at (Dba) Workman Financial Services and Concourse Financial Group Securities (Fka Proequities, Inc). Workman has Series 63 and Series 66 licenses, which qualify them as a securities representative, and can work in New Jersey and Texas. Sb Advisory, LLC is a company operating out of Atlanta, GA. The firm has offices in 27 locations and a total of 30 people on staff. It controls $247 million in total assets among its 826 accounts, placing it among the mid-sized investment advisory firms in the country by assets under management. Of its 826 accounts, just 6% are held by high-net-worth clients who have greater than $1 million in investable assets. The advisory firm provides a few services, such as financial planning services, portfolio management for individuals and small businesses and selection of other advisers. Fees charged by financial advisors largely depend on the type of services provided. However, fees charged by Sb Advisory, LLC can include any combination of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 66

Years Registered*

1 year

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Selection of other advisers

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

3424 Peachtree Road Ne Suite 2200
Atlanta, GA 30326-1184

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Sb Advisory, LLC Brokerage Details

Total Assets Under Management

$246,790,040

GA Average: $3,570,121,308
Total Number of Employees

30

GA Average: 58
Total Number of Accounts

826

GA Average: 1,608
Average Account Size

$298,777

GA Average: $2,220,225

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers

James Workman Work History

James has been registered as a financial advisor for 1 years.*

2006 - Present (18 years)

(Dba) Workman Financial Services

2010 - 2022 (12 years)

Concourse Financial Group Securities (Fka Proequities, Inc)

2008 - 2022 (14 years)

Concourse Financial Group Securities (Fka Proequities, Inc)

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of James Workman to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Sb Advisory, LLC

Jeffrey Garland
Atlanta, GA
Paul Walkington
Miami, FL
Alan Feinberg
Boca Raton, FL
Blake Fowler
Atlanta, GA
Robert Takacs
Johns Creek, GA
Bryan Sproul
Atlanta, GA
Timothy Yang
Atlanta, GA
Ronald Schultz
Plymouth, MI

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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