Joseph
Duncker

Nuveen Asset Management, LLC

CRD#6165305
Investment Advisor
in Chicago, IL

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About this Advisor

Joseph Duncker is a financial advisor working in Chicago, Illinois. Duncker currently works for Nuveen Asset Management, LLC. During their career, the advisor has held roles at Morgan Stanley Smith Barney, Lord Abbett, Lord Abbett Distributor LLC, Lord, Abbett & Co. LLC, Nuveen Securities, LLC and Nuveen Asset Management LLC. Duncker maintains a Series 66 license, which qualifies them as both a securities agent and an investment advisor representative, and is registered to advise clients in Illinois. Nuveen Asset Management, LLC is a registered investment firm that has its headquarters in Chicago, IL. The company has offices in 14 locations and a total of 421 advisors. It administers $249 billion in assets between its 70,634 customer accounts, making it one of the biggest investment advisory firms in the United States by assets under management. The firm provides services to 114 charities and foundations. Of its 70,634 customer accounts, 15% belong to high-net-worth investors who have at least $1 million in assets. The business provides a number of services, including portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. Fees charged by financial advisors usually are based on which services are provided. However, fee types billed by Nuveen Asset Management, LLC can consist of asset-based, fixed and performance-based fees.

Certifications and Registrations

Series 66

Years Registered*

less than 1 year

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for investment companies, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Fixed Fees, Performance-based Fees

Office Location

333 West Wacker Drive
Chicago, IL 60606

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Nuveen Asset Management, LLC Brokerage Details

Total Assets Under Management

$248,648,334,766

IL Average: $6,674,516,078
Total Number of Employees

421

IL Average: 44
Total Number of Accounts

70,634

IL Average: 2,564
Average Account Size

$3,520,236

IL Average: $2,603,165

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Other

Joseph Duncker Work History

Joseph has been registered as a financial advisor for 0 years.*

2023 - Present (1 year)

Nuveen Securities, LLC

2023 - Present (1 year)

Nuveen Asset Management LLC

2016 - 2023 (7 years)

Lord, Abbett & Co. LLC

2014 - 2015 (1 year)

Lord, Abbett & Co. LLC

2013 - 2013 (< 1 year)

Morgan Stanley Smith Barney

2013 - 2023 (10 years)

Lord Abbett

2013 - 2023 (10 years)

Lord Abbett Distributor LLC

2013 - 2014 (1 year)

Lord Abbett Distributor LLC

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Joseph Duncker to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Nuveen Asset Management, LLC

Taku Miyashita
Chicago, IL
Dominika Gergely
Chicago, IL
Jack Benjamin
Los Angeles, CA
Brittany Siegel
Chicago, IL
Jeffrey Smith
New York, NY
Omar Holmes
Chicago, IL
Adrienne Frank
Chicago, IL
Eva Calabrese
Chicago, IL

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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