Kaival
Patel

Stifel, Nicolaus & Company, Inc

CRD#4470522
Investment Advisor
in Hackensack, NJ

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About this Advisor

Kaival Patel is a financial advisor who works out of Hackensack, New Jersey, with a total of 10 years of experience as a financial advisor. Patel is currently employed by Stifel, Nicolaus & Company, Inc. The advisor has gained experience at Morgan Stanley Smith Barney, Wells Fargo Advisors LLC, Wells Fargo Clearing Services, LLC and Stifel Nicolaus & Co Inc. Patel has Series 65 and Series 66 licenses, which qualify them as both a securities agent and an investment advisor representative, and is approved to serve investors in New Jersey and Texas. Stifel, Nicolaus & Company, Inc is an advisory business headquartered in Hackensack, New Jersey. The company has offices in 431 locations and a total of 6,153 advisors. It administers $98 billion in total assets across its 244,516 client accounts, placing it among the biggest firms in the country by assets under management. The firm serves 1,031 charities and foundations. Of its 244,516 client accounts, 40% are held by high-net-worth individuals who have more than $1 million in assets available to invest. The firm performs a wide assortment of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. A financial advisor's fee schedules are based on which services the firm provides the client. However, fees charged by Stifel, Nicolaus & Company, Inc likely include asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 65, Series 66

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Disclosures

Yes

Office Location

433 Hackensack Avenue 8Th Floor
Hackensack, NJ 07601

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Stifel, Nicolaus & Company, Inc Brokerage Details

Total Assets Under Management

$97,687,069,900

NJ Average: $11,469,110,461
Total Number of Employees

6,153

NJ Average: 458
Total Number of Accounts

244,516

NJ Average: 33,415
Average Account Size

$399,512

NJ Average: $343,232

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Kaival Patel Work History

Kaival has 10 years of experience.

2018 - Present (3 years)

Stifel Nicolaus & Co Inc

2016 - 2018 (2 years)

Wells Fargo Clearing Services, LLC

2011 - 2016 (5 years)

Wells Fargo Advisors LLC

2010 - 2011 (1 year)

Morgan Stanley Smith Barney

Disclosures

Kaival Patel has disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Stifel, Nicolaus & Company, Inc

John Thomas
Saint Louis, MO
Jill Landefeld
Washington, DC
John Ark
Honolulu, HI
Curtis Finnicum
Great Falls, MT
Katherine Hall
New York, NY
Richard Kohn
Montgomery, AL
Craig Siena
New York, NY
Suzanna Otte
Cincinnati, OH

This content was compiled from the SEC and FINRA.

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