Margaret-Ann
Caggiano

Merrill Lynch, Pierce, Fenner & Smith Inc

CRD#4750509
Investment Advisor
in East Brunswick, NJ

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About this Advisor

Margaret-Ann Caggiano is a financial advisor working in East Brunswick, New Jersey who has 17 years of industry experience. Caggiano is currently employed by Merrill Lynch, Pierce, Fenner & Smith Inc. They have spent their entire employment at Merrill Lynch, Pierce, Fenner & Smith Inc. Caggiano holds a Series 66 license, certifying them as both a securities agent and an investment advisor representative, and can work in New Jersey and Texas. Merrill Lynch, Pierce, Fenner & Smith Inc is an advisory business based out of New York, NY. It has offices in 3,372 locations and a total of 36,687 employees. It has $1 trillion in assets across its 2,864,234 customer accounts, making it one of the biggest firms in the nation by assets under management. The firm provides financial advice to 4,459 charities and foundations. Of its 2,864,234 accounts, 23% are held by high-net-worth investors who have at least $1 million in assets. Merrill Lynch, Pierce, Fenner & Smith Inc has a number of services, such as portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. A financial advisor's fee schedules typically are based on which service is offered. Fee types billed by Merrill Lynch, Pierce, Fenner & Smith Inc can consist of any blend of asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 66

Years Registered*

17 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Office Location

2 Tower Center Blvd
East Brunswick, NJ 08816

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Merrill Lynch, Pierce, Fenner & Smith Inc Brokerage Details

Total Assets Under Management

$1,093,689,238,206

NJ Average: $7,464,549,021
Total Number of Employees

36,687

NJ Average: 88
Total Number of Accounts

2,864,234

NJ Average: 3,892
Average Account Size

$381,844

NJ Average: $1,917,921

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Other

Margaret-Ann Caggiano Work History

Margaret-Ann has been registered as a financial advisor for 17 years.*

2000 - Present (24 years)

Merrill Lynch, Pierce, Fenner & Smith Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Margaret-Ann Caggiano to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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