Mario
Rivero

Wells Fargo Clearing Services, LLC

CRD#5856503
Investment Advisor
in Summit, NJ

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About this Advisor

Mario Rivero is a financial advisor operating in Summit, New Jersey, who has been in the industry for 10 years. Rivero currently works for Wells Fargo Clearing Services, LLC. Their career trajectory has included roles at Wachovia Bank, N.A, Family Illness, Wells Fargo Advisors LLC and Wells Fargo Clearing Services, LLC. Rivero maintains Series 63 and Series 66 licenses, which qualify them as a securities agent, and can work in New Jersey. Wells Fargo Clearing Services, LLC is a financial advisory firm based out of Summit, New Jersey. The investment advisory business has offices in 6,405 locations and a total of 26,352 advisors. It has $433 billion in assets under management among its 1,434,106 customer accounts, making it one of the largest financial advisory firms in the country by assets under management. The firm advises 5,905 charities and foundations. Of its 1,434,106 client accounts, 39% are held by high-net-worth clients who have greater than $1 million in assets. Wells Fargo Clearing Services, LLC performs a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. A financial advisor's fee schedules largely vary depending on the financial services provided. Fee types charged by Wells Fargo Clearing Services, LLC can include asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 66

Years of Experience

11 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Disclosures

No

Office Location

190 River Rd [Rbo]
Summit, NJ 07901

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Wells Fargo Clearing Services, LLC Brokerage Details

Total Assets Under Management

$433,195,677,454

NJ Average: $11,469,110,461
Total Number of Employees

26,352

NJ Average: 458
Total Number of Accounts

1,434,106

NJ Average: 33,415
Average Account Size

$302,067

NJ Average: $343,232

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Other

Mario Rivero Work History

Mario has 11 years of experience.

2016 - Present (4 years)

Wells Fargo Clearing Services, LLC

2010 - Present (10 years)

Wachovia Bank, N.A

2010 - 2016 (6 years)

Wells Fargo Advisors LLC

2009 - 2010 (1 year)

Family Illness

Disclosures

Mario Rivero has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Wells Fargo Clearing Services, LLC

Joshua Nowasell
San Francisco, CA
Lucas Widoff
Eugene, OR
Paul Milnes
Wayne, PA
Charles Kitts
Austin, TX
Ashley Watumull
San Francisco, CA
Stephen Harper
Washington, DC
Randall Skaggs
Saint Louis, MO

This content was compiled from the SEC and FINRA.

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