Mimie
Dam
Santander Securities LLC
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About this Advisor
Mimie Dam is a financial advisor working out of Dorchester, Massachusetts who has 1 year of relevant experience. Dam is currently employed by Santander Securities LLC. Dam has gained experience at Upromise Investments, Inc, Ascensus Broker Dealer Services, Inc, Santander Bank, Na, Santander Securities, LLC, Hms Financial, John Hancock and Standish Management. Dam has Series 63 and Series 66 licenses, which qualify them as a securities agent, and is registered to operate in Massachusetts. Santander Securities LLC is a registered investment business operating out of Dorchester, MA. The firm has offices in 478 locations and a total of 530 advisors. It controls $2 billion in assets across its 9,808 accounts, placing it among the biggest investment advisory firms in the country by assets under management. The firm serves four charities and foundations. Santander Securities LLC has a wide array of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients and selection of other advisers. Financial advisory fee schedules typically vary depending on which services the firm provides the client. However, fees billed by Santander Securities LLC typically consist of asset-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Santander Securities LLC Brokerage Details
$1,848,708,275
530
9,808
$188,490
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Selection of other advisers
Mimie Dam Work History
Mimie has been registered as a financial advisor for 1 years.*
Santander Bank, Na
Santander Securities, LLC
Standish Management
Santander Bank, Na
Santander Securities, LLC
Hms Financial
John Hancock
Ascensus Broker Dealer Services, Inc
Upromise Investments, Inc
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Mimie Dam to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
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Dorchester, MA
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Florham Park, NJ
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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