Richard
Dooley

Cetera Investment Advisers LLC

CRD#1025667
Investment Advisor
in Eatontown, NJ

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About this Advisor

Richard Dooley is a financial advisor based in Eatontown, New Jersey who has 3 years of relevant experience. Dooley works at Cetera Investment Advisers LLC. Their career trajectory has included roles at First Allied Securities, Inc, First Allied Advisory Services, Inc, First Allied Advisory Services and Cetera Advisors LLC. Dooley holds Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and is approved to work in New Jersey and Texas. Cetera Investment Advisers LLC is a firm that has its headquarters in Schaumburg, IL. The firm has offices in 1,614 locations and a total of 3,094 advisors. It manages $33 billion in assets among its 176,986 client accounts, making it one of the biggest firms in the nation by assets under management. The firm provides services to 431 charitable organizations. Of its 176,986 customer accounts, 23% are associated with high-net-worth individuals who have at least $1 million in assets available to invest. Cetera Investment Advisers LLC offers a diverse set of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Fees charged by financial advisors depend on the services. However, fee types billed by Cetera Investment Advisers LLC can include some blend of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

3 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

12 Christopher Way #200
Eatontown, NJ 07724

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Cetera Investment Advisers LLC Brokerage Details

Total Assets Under Management

$33,356,369,941

NJ Average: $6,674,516,078
Total Number of Employees

3,094

NJ Average: 44
Total Number of Accounts

176,986

NJ Average: 2,564
Average Account Size

$188,469

NJ Average: $2,603,165

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Richard Dooley Work History

Richard has been registered as a financial advisor for 3 years.*

2022 - Present (2 years)

Cetera Advisors LLC

2020 - Present (4 years)

First Allied Advisory Services

2012 - 2020 (8 years)

First Allied Advisory Services, Inc

2008 - 2022 (14 years)

First Allied Securities, Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Richard Dooley to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Cetera Investment Advisers LLC

Joseph Charron
Oklahoma City, OK
Ricardo Sanchez
Fort Lauderdale, FL
Erin Mcclain
Philadelphia, PA
Michael Nelson
Anaheim, CA
Stuart Wilson
Athens, AL
Randall Scott
Knoxville, TN
Robert Bodnar
Pittsburgh, PA
Allan Proske
Freehold, NJ

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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