Stephen
Topley

Morgan Stanley

CRD#2334548
Investment Advisor
in Morrisville, PA

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About this Advisor

Stephen Topley is a financial advisor operating in Morrisville, Pennsylvania with a total of 5 years of relevant experience. Topley is an employee of Morgan Stanley. During their career, the advisor has held roles at Bic Distributors, LLC and Morgan Stanley Smith Barney LLC. Topley holds Series 63, Series 65 and Series 66 licenses, qualifying them as both a securities agent and an investment advisor representative, and can operate in New Jersey, Pennsylvania and Texas. Morgan Stanley is a registered investment business that has its headquarters in Purchase, NY. The investment advisory business has offices in 930 locations and a total of 28,000 people on staff. It has $1 trillion in total assets among its 2,233,188 customer accounts, making it one of the largest investment advisory firms in the nation by assets under management. The firm advises 30,383 charities and foundations. Of its 2,233,188 customer accounts, just 1% are held by high-net-worth individuals who have greater than $1 million in assets available to invest. Morgan Stanley offers a wide set of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Fees for financial advice typically vary depending on which service is provided. Fee types billed by Morgan Stanley can be comprised of asset-based, fixed, commission-based and other fees.

Certifications and Registrations

Series 63, Series 65, Series 66

Years Registered*

5 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for investment companies, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Fixed Fees, Commissions, Others

Office Location

777 Township Line Road Suite 301
Morrisville, PA 19067

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Morgan Stanley Brokerage Details

Total Assets Under Management

$1,185,061,196,999

PA Average: $7,464,549,021
Total Number of Employees

28,000

PA Average: 88
Total Number of Accounts

2,233,188

PA Average: 3,892
Average Account Size

$530,659

PA Average: $1,917,921

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Stephen Topley Work History

Stephen has been registered as a financial advisor for 5 years.*

2014 - Present (10 years)

Morgan Stanley Smith Barney LLC

2013 - 2014 (1 year)

Bic Distributors, LLC

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Stephen Topley to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

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Russell Huebschle
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Seth Hart
New York, NY
Charles Doering
Walnut Creek, CA
Daniel Evans
New York, NY
Calvin Mason
Pueblo, CO
Melissa Moyer
Blue Bell, PA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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