Sunny
Sun

Merrill Lynch, Pierce, Fenner & Smith Inc

CRD#6666049
Investment Advisor
in Jersey City, NJ

Answer a few questions and
get matched with an advisor.

Find an Advisor

About this Advisor

Sunny Sun is a financial advisor based in Jersey City, New Jersey who has 6 years of industry experience. Sun currently works for Merrill Lynch, Pierce, Fenner & Smith Inc. Their career trajectory has included roles at Merrill Lynch, Pierce, Fenner & Smith Inc, Columbia Business School, Crane & Co, Wyndham Worldwide, China Merchants Bank and Columbia University. Sun holds a Series 66 license, qualifying them as both a securities agent and an investment advisor representative, and is approved to work in New Jersey. Merrill Lynch, Pierce, Fenner & Smith Inc is a financial advisory firm operating out of New York, NY. The investment advisory business has offices in 3,372 locations and a total of 36,687 employees. It administers $1 trillion in assets under management among its 2,864,234 customer accounts, making it one of the largest investment advisory firms in the United States by assets under management. The firm provides services to 4,459 charities and foundations. Of its 2,864,234 customer accounts, 23% belong to high-net-worth clients who have greater than $1 million in investable assets. The firm provides a wide range of services, such as portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. Fees charged by financial advisors typically vary depending on which services the firm provides the client. Fee types charged by Merrill Lynch, Pierce, Fenner & Smith Inc most likely include asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 66

Years Registered*

6 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Office Location

101 Hudson St Investment Solutions Group
Jersey City, NJ 07302

Not sure which advisor is right for you? Use our matching tool.

Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.

Merrill Lynch, Pierce, Fenner & Smith Inc Brokerage Details

Total Assets Under Management

$1,093,689,238,206

NJ Average: $7,464,549,021
Total Number of Employees

36,687

NJ Average: 88
Total Number of Accounts

2,864,234

NJ Average: 3,892
Average Account Size

$381,844

NJ Average: $1,917,921

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Other

Sunny Sun Work History

Sunny has been registered as a financial advisor for 6 years.*

2017 - Present (7 years)

Merrill Lynch, Pierce, Fenner & Smith Inc

2016 - 2016 (< 1 year)

Merrill Lynch, Pierce, Fenner & Smith Inc

2015 - 2017 (2 years)

Columbia Business School

2015 - 2017 (2 years)

Columbia University

2013 - 2015 (2 years)

Crane & Co

2013 - 2013 (< 1 year)

China Merchants Bank

2012 - 2013 (1 year)

Wyndham Worldwide

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Sunny Sun to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Merrill Lynch, Pierce, Fenner & Smith Inc

Katelyn Gallagher
Scottsdale, AZ
Sean Kienzle
Chicago, IL
Francis Abella
Napa, CA
Daniel Montesinos
West Jordan, UT
Roger Glasgow
Chevy Chase, MD
Jonathan Cates
Mount Pleasant, SC
Thomas Theodore
Lincoln, RI
William Edgar
New York, NY

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm. Financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.

This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.

This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started