William
Schwartz

Ubs Financial Services Inc

CRD#6350827
Investment Advisor
in New York, NY

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About this Advisor

William Schwartz is a financial advisor based out of New York, New York who has 5 years of relevant experience. Schwartz is on the advisory team at Ubs Financial Services Inc. Throughout their career, they have worked at Ubs Financial Services Inc, Amalgamated Bank, Ubs, Franklin & Marshall College, Pearl Street Market and St. John'S University. Schwartz holds a Series 66 license, certifying them as both a securities agent and an investment advisor representative, and can work in New Jersey, New York and Texas. Ubs Financial Services Inc is a business that has its headquarters in Weehawken, NJ. It has offices in 369 locations and a total of 13,059 financial advisors. It handles $601 billion in total assets across its 1,077,471 customer accounts, making it one of the biggest firms in the United States by assets under management. The firm advises 8,062 charitable organizations. Of its 1,077,471 accounts, 65% are associated with high-net-worth investors who have more than $1 million in assets. Ubs Financial Services Inc offers a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, security rating services and educational seminars. Fees charged by financial advisors typically are based on which services the firm provides the client. However, fees charged by Ubs Financial Services Inc can be comprised of any combination of asset-based, hourly, fixed, commission-based and other fees.

Certifications and Registrations

Series 66

Years Registered*

5 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Security ratings or pricing services, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Others

Office Location

299 Park Ave 26Th Floor
New York, NY 10171

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Ubs Financial Services Inc Brokerage Details

Total Assets Under Management

$600,808,847,012

NY Average: $10,121,009,343
Total Number of Employees

13,059

NY Average: 92
Total Number of Accounts

1,077,471

NY Average: 6,978
Average Account Size

$557,610

NY Average: $1,450,417

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Educational seminars/workshops

William Schwartz Work History

William has been registered as a financial advisor for 5 years.*

2018 - Present (6 years)

Ubs Financial Services Inc

2017 - 2018 (1 year)

Amalgamated Bank

2016 - 2016 (< 1 year)

Ubs

2016 - 2016 (< 1 year)

Franklin & Marshall College

2015 - 2016 (1 year)

Franklin & Marshall College

2014 - 2014 (< 1 year)

Ubs

2014 - 2015 (1 year)

Franklin & Marshall College

2013 - 2013 (< 1 year)

Pearl Street Market

2013 - 2014 (1 year)

Franklin & Marshall College

2012 - 2013 (1 year)

St. John'S University

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of William Schwartz to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Ubs Financial Services Inc

Janine Klein
Miami, FL
David Coleman
Short Hills, NJ
Karyn Laughrun
Asheville, NC
Donald Rosenthal
Short Hills, NJ
Eric Delagarza
Watertown, NY
Michael Tusing
Chesterfield, MO
Seth Ripple
Miami, FL
John Mccolskey
Atlanta, GA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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