Carol
Vance

Morgan Stanley

CRD#2393770
Investment Advisor
in Albuquerque, NM

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About this Advisor

Carol Vance is a financial advisor working in Albuquerque, New Mexico, who has been in the industry for 17 years. Vance currently works for Morgan Stanley. Over the course of their career, they have held roles at Lincoln Financial Distributors, Inc and Morgan Stanley. Vance holds Series 63, Series 65 and Series 66 licenses, qualifying them as both a securities agent and an investment advisor representative, and is able to operate in New Mexico and Texas. Morgan Stanley is a registered investment business headquartered in Albuquerque, New Mexico. The company has offices in 726 locations and a total of 25,600 people on staff. It administers $904 billion in assets across its 1,863,328 customer accounts, making it one of the largest investment advisory firms in the nation by assets under management. The firm advises 313 charities and foundations. Of its 1,863,328 accounts, just 1% are held by high-net-worth individuals who have at least $1 million in investable assets. The business has a broad range of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Fees charged by financial advisors usually vary depending on which services the firm provides the client. However, fee types charged by Morgan Stanley likely consist of any combination of asset-based, fixed, commission-based and other fees.

Certifications and Registrations

Series 63, Series 65, Series 66

Years of Experience

17 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for investment companies, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Fixed Fees, Commissions, Others

Disclosures

No

Office Location

6565 America'S Parkway Ne Ste 400
Albuquerque, NM 87110

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Morgan Stanley Brokerage Details

Total Assets Under Management

$904,300,848,179

NM Average: $7,464,549,021
Total Number of Employees

25,600

NM Average: 88
Total Number of Accounts

1,863,328

NM Average: 3,892
Average Account Size

$485,315

NM Average: $1,917,921

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Carol Vance Work History

Carol has 17 years of experience.

2016 - Present (5 years)

Morgan Stanley

2003 - 2016 (13 years)

Lincoln Financial Distributors, Inc

Disclosures

Carol Vance has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Morgan Stanley

Vikram Srinivasan
Baltimore, MD
Craig Gorden
Atlanta, GA
Brian Sanford
Newtown Square, PA
Derek Campbell
Newport Beach, CA
Rachel Jose
Cleveland, OH
Kayonnoh Cooper
Atlanta, GA
Colin Roesler
Newport Beach, CA
Scarlett Alfonzo
Miami, FL

This content was compiled from the SEC and FINRA.

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