David
Stephens

John Moore & Associates Inc

CRD#1576638
Investment Advisor
in Albuquerque, NM

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About this Advisor

David Stephens is a financial advisor working in Albuquerque, New Mexico, with a total of 20 years of financial industry experience. Stephens is on the advisory team at John Moore & Associates Inc. Over the course of their career, they have held roles at Raymond James Financial Services, Inc and John Moore & Associates, Inc. Stephens has Series 63 and Series 66 licenses, which qualify them as a securities agent, and can advise clients in New Mexico. John Moore & Associates Inc is a registered investment company that has its headquarters in Albuquerque, New Mexico. The firm has a total of nine advisors. It controls $431 million in assets across its 701 accounts, making it one of the larger financial advisory firms in the nation by assets under management. Of its 701 accounts, just 3% belong to high-net-worth clients who have more than $1 million in investable assets. John Moore & Associates Inc provides a diverse assortment of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services and selection of other advisers. Financial management fee schedules usually vary depending on the services provided. However, fees charged by John Moore & Associates Inc typically consist of asset-based fees.

Certifications and Registrations

Series 63, Series 66

Years of Experience

20 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers

Fee Structure

Percentage of Assets

Disclosures

Yes

Office Location

6301 Indian School Rd Ne, Suite 810
Albuquerque, NM 87110-9614

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John Moore & Associates Inc Brokerage Details

Total Assets Under Management

$431,324,077

NM Average: $3,612,835,751
Total Number of Employees

9

NM Average: 18
Total Number of Accounts

701

NM Average: 517
Average Account Size

$615,298

NM Average: $6,988,077

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers

David Stephens Work History

David has 20 years of experience.

2000 - Present (21 years)

Raymond James Financial Services, Inc

2000 - Present (21 years)

John Moore & Associates, Inc

Disclosures

David Stephens has disclosures.

Please visit their SEC profile for more details.

Financial Advisors at John Moore & Associates Inc

David Stephens
Albuquerque, NM
John Moore
Albuquerque, NM

This content was compiled from the SEC and FINRA.

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