Deborah
Ponce

Morgan Stanley

CRD#6765897
Investment Advisor
in Albuquerque, NM

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About this Advisor

Deborah Ponce is an investment advisor who is based in Albuquerque, New Mexico. Currently an advisor with Morgan Stanley, Ponce has 13 years of work experience. Ponce maintains a Series 66 license, certifying the advisor as both a securities agent and an investment advisor representative. Ponce is registered to work with investors in New Mexico and Texas. Ponce has gained experience at Fidelity Investments Institutional Operations Company Inc, Fidelity Brokerage Services LLC, Prime Therapuetics, Walgreens Pharmacy and Morgan Stanley Smith Barney LLC. Morgan Stanley is headquartered in Albuquerque, New Mexico, and has 726 other locations in the nation. In total, Morgan Stanley oversees $904 billion in assets dispersed across 1,863,328 client accounts and employs more than 25,600 people. The firm's total assets under management makes it one of the largest financial advisory firms in the country. The firm manages 1,273,068 accounts on a discretionary basis, in which the advisor makes all of the buying and selling decisions on the client's behalf. Currently 1% of the investment firm's investors are high-net-worth individuals, meaning they have more than $1 million in assets. Morgan Stanley can provide financial planning services, portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. The firm may charge clients asset-based, fixed, commission-based and other fees.

Certifications and Registrations

Series 66

Years of Experience

13 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for investment companies, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Fixed Fees, Commissions, Others

Disclosures

No

Office Location

6565 America'S Parkway Ne Ste 400
Albuquerque, NM 87110

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Morgan Stanley Brokerage Details

Total Assets Under Management

$904,300,848,179

NM Average: $7,464,549,021
Total Number of Employees

25,600

NM Average: 88
Total Number of Accounts

1,863,328

NM Average: 3,892
Average Account Size

$485,315

NM Average: $1,917,921

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Deborah Ponce Work History

Deborah has 13 years of experience.

2018 - Present (3 years)

Morgan Stanley Smith Barney LLC

2017 - 2018 (1 year)

Fidelity Brokerage Services LLC

2016 - 2017 (1 year)

Fidelity Investments Institutional Operations Company Inc

2014 - 2016 (2 years)

Prime Therapuetics

2007 - 2014 (7 years)

Walgreens Pharmacy

Disclosures

Deborah Ponce has no disclosures.

Please visit their SEC profile for more details.

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Kayonnoh Cooper
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Colin Roesler
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Scarlett Alfonzo
Miami, FL

This content was compiled from the SEC and FINRA.

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