Mml Investors Services, LLC

Investment Advisor
in Albuquerque, NM

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About this Advisor

John Mccarthy is an advisor based in Albuquerque, New Mexico. Currently an advisor at Mml Investors Services, LLC, they have gathered a notable 48 years of experience in the financial advisory industry. Mccarthy has Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative. Mccarthy can work with customers based out of New Mexico. The advisor has gained experience at Massachusetts Mutual Life Insurance Comp and Mml Investors Services, Inc. Mml Investors Services, LLC is located in Albuquerque, New Mexico, and has 1,335 other brick-and-mortar locations in the nation. As an advisor firm, Mml Investors Services, LLC manages $40 billion in assets dispersed across 206,878 client accounts and retains more than 7,471 people. The firm's total assets under management makes it one of the largest financial advisory firms in the country. The firm manages 64,820 accounts on a discretionary basis, in which the advisor makes investment decisions at their discretion. None of the investment firm's 206,878 clients are considered high-net-worth individuals, who are defined as investors who have more than $1 million in investable assets. Mml Investors Services, LLC offers financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. The firm may charge clients asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 63, Series 65

Years of Experience

48 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others



Office Location

8100 Lang Ave Ne Suite 102
Albuquerque, NM 87109

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Mml Investors Services, LLC Brokerage Details

Total Assets Under Management


NM Average: $16,012,751,954
Total Number of Employees


NM Average: 118
Total Number of Accounts


NM Average: 4,567
Average Account Size


NM Average: $3,506,186

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

John Mccarthy Work History

John has 48 years of experience.

1992 - Present (29 years)

Mml Investors Services, Inc

1972 - Present (49 years)

Massachusetts Mutual Life Insurance Comp


John Mccarthy has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Mml Investors Services, LLC

James Thompson
Elmsford, NY
Weston Poulos
Dallas, TX
Matthew Douce
Orlando, FL
Robert Blundon
Princeton, NJ
Michael Galietta
Glastonbury, CT
Philip Insley
Hunt Valley, MD
William Schindler
Bala Cynwyd, PA
Charles Emerson
Hernando, MS

This content was compiled from the SEC and FINRA.

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