John Moore & Associates Inc

Investment Advisor
in Albuquerque, NM

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About this Advisor

John Moore is an investment advisor in Albuquerque, New Mexico. Currently an investment advisor with John Moore & Associates Inc, Moore has an impressive 23 years of practice as a registered investment advisor. Moore has Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative. Moore is able to operate based out of New Mexico and Texas. Their career trajectory has included roles at Raymond James Financial Services, Inc, John Moore & Associates, Inc, New Heart, Inc, Insurance-Non Variable, Raymond James Financial Services Advisors Inc, Zia Trust, Inc, Ave Dorado LLC and Almighty And The Dollar. John Moore & Associates Inc is headquartered in Albuquerque, New Mexico. As a company, John Moore & Associates Inc oversees $431 million in assets throughout 701 client accounts and employs nine staff members. The level of assets currently under the firm's management places it among the bigger investment advisory firms in the country. The firm manages 240 accounts on a discretionary basis, meaning the advisor makes all of the buying and selling decisions on the client's behalf. Currently 3% of the investment firm's customers are high-net-worth individuals, meaning they have over $1 million in assets. John Moore & Associates Inc can offer financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services and selection of other advisers. The firm may charge clients asset-based fees.

Certifications and Registrations

Series 63, Series 65

Years of Experience

23 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers

Fee Structure

Percentage of Assets



Office Location

6301 Indian School Rd Ne, Suite 810
Albuquerque, NM 87110-9614

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John Moore & Associates Inc Brokerage Details

Total Assets Under Management


NM Average: $3,612,835,751
Total Number of Employees


NM Average: 18
Total Number of Accounts


NM Average: 517
Average Account Size


NM Average: $6,988,077

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers

John Moore Work History

John has 23 years of experience.

2019 - Present (2 years)

Almighty And The Dollar

2014 - Present (7 years)

Ave Dorado LLC

2013 - Present (8 years)

Insurance-Non Variable

2013 - Present (8 years)

Raymond James Financial Services Advisors Inc

2001 - Present (20 years)

Zia Trust, Inc

1997 - Present (24 years)

Raymond James Financial Services, Inc

1997 - Present (24 years)

John Moore & Associates, Inc

2005 - 2012 (7 years)

New Heart, Inc


John Moore has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at John Moore & Associates Inc

David Stephens
Albuquerque, NM
John Moore
Albuquerque, NM

This content was compiled from the SEC and FINRA.

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