Aaron
Rice

Merrill Lynch, Pierce, Fenner & Smith Inc

CRD#2988751
Investment Advisor
in New York, NY
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About this Advisor

Aaron Rice is a financial advisor based in New York, New York, who has been in the advisory business for 12 years. Rice is on the advisory team at Merrill Lynch, Pierce, Fenner & Smith Inc. Throughout their career, they have worked at Bank Of America, N.A, Banc Of America Investment Services, Inc, Lincoln Financial Advisors, Hsbc Bank (Usa) N.A, Merrill Lynch, Pierce, Fenner & Smith Inc, Hsbc Securities and Bac America Investment. Rice maintains Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and is registered to operate in Virginia. Merrill Lynch, Pierce, Fenner & Smith Inc is a company that has its headquarters in New York, New York. The firm has offices in 2,958 locations and a total of 40,146 employees. It has $820 billion in assets across its 2,272,151 accounts, making it one of the largest financial advisory firms in the United States by assets under management. The firm advises 4,667 charitable organizations. Of its 2,272,151 client accounts, just 3% are associated with high-net-worth clients who have greater than $1 million in investable assets. Merrill Lynch, Pierce, Fenner & Smith Inc performs a wide array of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. Financial advisory fees usually depend on the financial services offered. Fees charged by Merrill Lynch, Pierce, Fenner & Smith Inc may include any combination of asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 65

Years of Experience

12 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Disclosures

No

Office Location

One Bryant Park
New York, NY 10036

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Merrill Lynch, Pierce, Fenner & Smith Inc Brokerage Details

Total Assets Under Management

$797,284,337,467

NY Average: $7,464,549,021
Total Number of Employees

41,217

NY Average: 88
Total Number of Accounts

2,472,247

NY Average: 3,892
Average Account Size

$322,494

NY Average: $1,917,921

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Other

Aaron Rice Work History

Aaron has 12 years of experience.

2012 - Present (7 years)

Merrill Lynch, Pierce, Fenner & Smith Inc

2012 - Present (7 years)

Bank Of America, N.A

2009 - 2009 (0 years)

Lincoln Financial Advisors

2009 - 2012 (3 years)

Hsbc Bank (Usa) N.A

2009 - 2012 (3 years)

Hsbc Securities

2009 - 2009 (0 years)

Lincoln Financial Advisors

2006 - 2009 (3 years)

Bank Of America, N.A

2006 - 2009 (3 years)

Banc Of America Investment Services, Inc

2006 - 2009 (3 years)

Bac America Investment

Disclosures

Aaron Rice has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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