Adam
Roberts

Equity Services, Inc

CRD#6731047
Investment Advisor
in Clifton Park, NY

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About this Advisor

Adam Roberts is a financial advisor operating out of Clifton Park, New York with 2 years of industry experience. Roberts is an employee of Equity Services, Inc. Throughout their career, Roberts has worked at Capital District Fitness, Bally Total Fitness, Emma Willard School, University Of Albany, Axa Advisors LLC, National Life Group and Equity Services Inc. Roberts maintains Series 63 and Series 66 licenses, qualifying them as a securities broker, and is able to work in New York. Equity Services, Inc is a financial advisory business based in Montpelier, VT. The investment advisory business has offices in 220 locations and a total of 440 financial advisors. It oversees $2 billion in assets under management among its 11,317 customer accounts, making it one of the largest investment advisory firms in the country by assets under management. The firm advises five charitable organizations. Of its 11,317 accounts, 23% belong to high-net-worth individuals who have greater than $1 million in assets. Equity Services, Inc offers a wide assortment of services, such as financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers and educational seminars. Financial advisory fee schedules vary depending on the type of financial services provided. Fees charged by Equity Services, Inc likely include any blend of asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 66

Years Registered*

2 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Office Location

7 Executive Park Dr
Clifton Park, NY 12065

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Equity Services, Inc Brokerage Details

Total Assets Under Management

$1,866,892,398

NY Average: $4,257,716,217
Total Number of Employees

440

NY Average: 30
Total Number of Accounts

11,317

NY Average: 868
Average Account Size

$164,964

NY Average: $4,905,203

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Adam Roberts Work History

Adam has been registered as a financial advisor for 2 years.*

2020 - Present (4 years)

National Life Group

2020 - Present (4 years)

Equity Services Inc

2017 - 2020 (3 years)

Axa Advisors LLC

2015 - 2016 (1 year)

Emma Willard School

2011 - 2016 (5 years)

Capital District Fitness

2011 - 2016 (5 years)

Bally Total Fitness

2011 - 2013 (2 years)

University Of Albany

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Adam Roberts to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

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Deborah Dorman
Atlanta, GA
Virginia Griffith
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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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