Andrew
Foote

Stifel, Nicolaus & Company, Inc

CRD#5710596
Investment Advisor
in New York, NY

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About this Advisor

Andrew Foote is an investment advisor in New York, New York. Currently an investment advisor with Stifel, Nicolaus & Company, Inc, they have accumulated 10 years of work experience as a financial advisor. Foote has a Series 66 license, certifying the advisor as both a securities agent and an investment advisor representative. Foote is able to operate in New Jersey and Texas. Foote has gained experience at Morgan Stanley Smith Barney, Morgan Stanley, Morgan Stanley Private Bank, National Association and Stifel Nicolaus & Co Inc. Stifel, Nicolaus & Company, Inc is based out of New York, New York, and has 431 other locations throughout the United States. As a company, Stifel, Nicolaus & Company, Inc manages $98 billion in assets covering 244,516 client accounts and employs more than 6,153 people. The level of assets currently under the firm's management places it among the biggest investment advisory firms in the nation. The firm manages 166,793 accounts on a discretionary basis, in which the advisor makes investment decisions at their discretion. Currently 40% of the investment firm's clients are high-net-worth individuals, meaning they have more than $1 million in capital. Stifel, Nicolaus & Company, Inc can provide financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. The firm may charge clients asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 66

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Disclosures

No

Office Location

1095 Avenue Of The Americas 3Rd and 4Th Floors
New York, NY 10036

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Stifel, Nicolaus & Company, Inc Brokerage Details

Total Assets Under Management

$97,687,069,900

NY Average: $11,469,110,461
Total Number of Employees

6,153

NY Average: 458
Total Number of Accounts

244,516

NY Average: 33,415
Average Account Size

$399,512

NY Average: $343,232

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Andrew Foote Work History

Andrew has 10 years of experience.

2016 - Present (6 years)

Stifel Nicolaus & Co Inc

2015 - 2016 (1 year)

Morgan Stanley Private Bank, National Association

2013 - 2015 (2 years)

Morgan Stanley

2010 - 2013 (3 years)

Morgan Stanley Smith Barney

Disclosures

Andrew Foote has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Stifel, Nicolaus & Company, Inc

John Thomas
Saint Louis, MO
Thomas Mcdonnell
New York, NY
Nicholas Perotta
Saint Louis, MO
Richard Midgley
Modesto, CA
William Humber
Tuscaloosa, AL
Robert Seibels
Montgomery, AL
Gloria Mondschein
Center Valley, PA
Scott Zelnick
New York, NY

The content in this profile was updated on 08/06/2020, using data compiled from the SEC and FINRA.

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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