Andrew
Schwartz

Royal Alliance Associates, Inc

CRD#5945500
Investment Advisor
in West Harrison, NY

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About this Advisor

Andrew Schwartz is an investment advisor based in West Harrison, New York. Currently a registered financial advisor at Royal Alliance Associates, Inc, Schwartz has 11 years of professional experience. Schwartz maintains a Series 66 license, designating the advisor as both a securities agent and an investment advisor representative. Schwartz is able to work with investors based out of New Jersey, Pennsylvania, South Carolina and Texas. Their career trajectory has included roles at Madison Planning, Inc, Colore and Royal Alliance. Royal Alliance Associates, Inc is located in West Harrison, New York, and operates out of 968 other brick-and-mortar locations in the United States. Overall, Royal Alliance Associates, Inc manages $13 billion in assets across 62,916 client accounts and retains more than 2,951 people. The amount of assets the firm manages makes it one of the largest firms in the country. The firm manages 38,447 accounts on a discretionary basis, in which the advisor has the authority to make all investment decisions. Currently 16% of the investment firm's customers are high-net-worth individuals, meaning they have over $1 million in investable assets. Royal Alliance Associates, Inc offers financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. The firm's fees may include asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 66

Years of Experience

12 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Disclosures

No

Office Location

4 New King Street Suite 120
West Harrison, NY 10604

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Royal Alliance Associates, Inc Brokerage Details

Total Assets Under Management

$12,621,142,596

NY Average: $10,121,009,343
Total Number of Employees

2,951

NY Average: 92
Total Number of Accounts

62,916

NY Average: 6,978
Average Account Size

$200,603

NY Average: $1,450,417

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Andrew Schwartz Work History

Andrew has 12 years of experience.

2010 - Present (10 years)

Madison Planning, Inc

2012 - 2014 (2 years)

Royal Alliance

2008 - 2010 (2 years)

Colore

Disclosures

Andrew Schwartz has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Royal Alliance Associates, Inc

Gregory Kubinski
Southfield, MI
Andy Engebretsen
Lenoir City, TN
Ajay Anand
Nashville, TN
Anthony Krncevic
Maumee, OH
Matthew Reichel
Wauchula, FL
Christopher Sabatini
Southfield, MI
Timothy Maurer
Rochester, MI
Sarah Walkinshaw
Nashville, TN

This content was compiled from the SEC and FINRA.

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