Royal Alliance Associates, Inc
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About this Advisor
Andrew Schwartz is an investment advisor based in West Harrison, New York. Currently a registered financial advisor at Royal Alliance Associates, Inc, Schwartz has 11 years of professional experience. Schwartz maintains a Series 66 license, designating the advisor as both a securities agent and an investment advisor representative. Schwartz is able to work with investors based out of New Jersey, Pennsylvania, South Carolina and Texas. Their career trajectory has included roles at Madison Planning, Inc, Colore and Royal Alliance. Royal Alliance Associates, Inc is located in West Harrison, New York, and operates out of 968 other brick-and-mortar locations in the United States. Overall, Royal Alliance Associates, Inc manages $13 billion in assets across 62,916 client accounts and retains more than 2,951 people. The amount of assets the firm manages makes it one of the largest firms in the country. The firm manages 38,447 accounts on a discretionary basis, in which the advisor has the authority to make all investment decisions. Currently 16% of the investment firm's customers are high-net-worth individuals, meaning they have over $1 million in investable assets. Royal Alliance Associates, Inc offers financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. The firm's fees may include asset-based, hourly, fixed and commission-based fees.
Certifications and Registrations
Years of Experience
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Royal Alliance Associates, Inc Brokerage Details
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Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Andrew Schwartz Work History
Andrew has 12 years of experience.
Madison Planning, Inc
Andrew Schwartz has no disclosures.
Please visit their SEC profile for more details.
Financial Advisors at Royal Alliance Associates, Inc
Lenoir City, TN