Andrew
Wiener

Cowen Prime Services LLC

CRD#2547948
Investment Advisor
in New York, NY
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About this Advisor

Andrew Wiener is an investment advisor in New York, New York. Currently a registered investment advisor at Cowen Prime Services LLC, they have gathered a notable 24 years of experience in the financial advisory industry. Wiener holds Series 63 and Series 65 licenses, certifying the advisor as both a securities agent and an investment advisor representative. Wiener is registered to operate in Arizona, Montana, Wisconsin, Virginia, California, Colorado, New Hampshire, Connecticut, Maryland, Washington, D.C., Kentucky, Florida, Pennsylvania, Georgia, Maine, Michigan, Illinois, Washington, Massachusetts, New Jersey, Oregon, Minnesota, Texas and Vermont. Wiener has gained experience at Burnham Securities Inc, Concept Capital Markets, LLC and Cowen Prime Services (Formerly Concept Capital Markets, LLC). Cowen Prime Services LLC is headquartered in New York, New York. In aggregate, Cowen Prime Services LLC oversees $286 million in assets throughout 253 client accounts and employs five staff members. The firm's total assets under management places it among the mid-sized financial advisory firms in the United States. All of the firm's accounts are managed on a discretionary basis, in which the advisor makes all of the buying and selling decisions on the client's behalf. Currently 89% of the advisory firm's customers are high-net-worth individuals, meaning they have more than $1 million in capital. Cowen Prime Services LLC provides portfolio management for individuals and small businesses and portfolio management for institutional clients. The firm's fees may include asset-based and commission-based fees.

Certifications and Registrations

Series 63, Series 65, Chartered Financial Analyst

Years of Experience

24 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients

Fee Structure

Percentage of Assets, Commissions

Disclosures

No

Office Location

599 Lexington Avenue 21 Floor
New York, NY 10022

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Cowen Prime Services LLC Brokerage Details

Total Assets Under Management

$255,437,231

NY Average: $7,464,549,021
Total Number of Employees

5

NY Average: 88
Total Number of Accounts

263

NY Average: 3,892
Average Account Size

$971,244

NY Average: $1,917,921

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Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients

Andrew Wiener Work History

Andrew has 24 years of experience.

2016 - Present (3 years)

Cowen Prime Services (Formerly Concept Capital Markets, LLC)

2012 - 2016 (4 years)

Concept Capital Markets, LLC

1994 - 2012 (18 years)

Burnham Securities Inc

Disclosures

Andrew Wiener has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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