Western International Securities, Inc

Investment Advisor
in New York, NY
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About this Advisor

Cesar Garcia is an advisor whose office is in New York, New York. Currently a registered advisor at Western International Securities, Inc, they have accumulated 10 years of practice in the financial advisory industry. Garcia holds Series 63 and Series 66 licenses, qualifying the advisor as a securities broker. Garcia is registered to act as an advisor based out of Arizona and California. Garcia has spent their complete career at Western International Securities, Inc. Western International Securities, Inc is located in New York, New York, and has 40 additional locations in the country. As a company, Western International Securities, Inc oversees $2 billion in assets throughout 7,000 client accounts and employs more than 48 people. The level of assets currently under the firm's management places it among the biggest investment advisory firms in the United States. All of the firm's accounts are managed on a discretionary basis, in which the advisor has the authority to make all investment decisions. None of the advisor firm's 7,000 clients are regarded as high-net-worth individuals, who are defined as investors who have greater than $1 million in investable assets. Western International Securities, Inc can provide financial planning services, portfolio management for individuals and small businesses, pension consulting services and other services. The firm may charge clients asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 63, Series 66

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Pension consulting services, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others



Office Location

New York, NY

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Western International Securities, Inc Brokerage Details

Total Assets Under Management


NY Average: $7,578,581,321
Total Number of Employees


NY Average: 43
Total Number of Accounts


NY Average: 3,727
Average Account Size


NY Average: $2,033,427

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Other

Cesar Garcia Work History

Cesar has 10 years of experience.

2008 - Present (11 years)

Western International Securities, Inc


Cesar Garcia has disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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