Chad
Allen
Novem Group
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About this Advisor
Chad Allen is a financial advisor operating out of Niagara Falls, New York with a total of 2 years of industry experience. Allen works at Novem Group. The advisor has gained experience at Equity International Bowers & Wilkins, Lifetime Services & Solutions, Shenanigans Bar & Grill, All Pro Parking, Santora'S Restaurant, Ddm Direct, Equitable Advisors, LLC, Pruco Securities LLC, Prudential Insurance Company Of America, American Portfolios Financial Services and Novem Group. Allen maintains a Series 66 license, certifying them as both a securities agent and an investment advisor representative, and is approved to operate in New York. Novem Group is a registered investment company operating out of Rochester, NY. The company has offices in eight locations and a total of 57 financial advisors. It has $1 billion in total assets between its 4,203 accounts, placing it among the bigger firms in the country by assets under management. The firm serves three charitable organizations. Of its 4,203 client accounts, just 7% belong to high-net-worth clients who have at least $1 million in assets. The business performs a broad assortment of services, including financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers, publication of newsletters and educational seminars. A financial advisor's fee schedules depend on which services the firm provides the client. Fee types charged by Novem Group may include asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Novem Group Brokerage Details
$1,072,749,714
57
4,203
$255,234
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers
- Publication of periodicals or newsletters
- Educational seminars/workshops
Chad Allen Work History
Chad has been registered as a financial advisor for 2 years.*
American Portfolios Financial Services
Novem Group
Pruco Securities LLC
Prudential Insurance Company Of America
Shenanigans Bar & Grill
Equitable Advisors, LLC
Equity International Bowers & Wilkins
Lifetime Services & Solutions
All Pro Parking
Santora'S Restaurant
Ddm Direct
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Chad Allen to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Novem Group
Rochester, NY
Niagara Falls, NY
Grand Island, NE
Rochester, NY
Rochester, NY
Rochester, NY
Rochester, NY
Jupiter, FL
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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