Cindy
Tong

Merrill Lynch, Pierce, Fenner & Smith Inc

CRD#6282788
Investment Advisor
in New York, NY
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About this Advisor

Cindy Tong is an investment advisor in New York, New York. Currently an investment advisor with Merrill Lynch, Pierce, Fenner & Smith Inc, they have gathered 16 years of work experience in the financial advisory industry. Tong has a Series 66 license, qualifying the advisor as both a securities agent and an investment advisor representative. Tong is registered to operate in California and Texas. Their career trajectory has included roles at Merrill Lynch, Pierce, Fenner & Smith Inc and Bank Of America, N.A. Merrill Lynch, Pierce, Fenner & Smith Inc is based out of New York, New York, and operates out of 2,958 locations in the United States. As a company, Merrill Lynch, Pierce, Fenner & Smith Inc oversees $820 billion in assets across 2,272,151 client accounts and retains more than 40,146 people. The firm's total assets under management places it among the biggest investment advisory firms in the nation. The firm manages 755,507 accounts on a discretionary basis, in which the advisor makes investment decisions at their discretion. Currently 3% of the advisory firm's customers are high-net-worth individuals, meaning they have over $1 million in assets. Merrill Lynch, Pierce, Fenner & Smith Inc provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. The firm's fees may include asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 66

Years of Experience

16 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Disclosures

No

Office Location

One Bryant Park Office Of Cao - Awl Local Markets Organization
New York, NY 10036

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Merrill Lynch, Pierce, Fenner & Smith Inc Brokerage Details

Total Assets Under Management

$797,284,337,467

NY Average: $7,464,549,021
Total Number of Employees

41,217

NY Average: 88
Total Number of Accounts

2,472,247

NY Average: 3,892
Average Account Size

$322,494

NY Average: $1,917,921

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Other

Cindy Tong Work History

Cindy has 16 years of experience.

2011 - Present (8 years)

Merrill Lynch, Pierce, Fenner & Smith Inc

2002 - Present (17 years)

Bank Of America, N.A

Disclosures

Cindy Tong has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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