Craig
Dunton

Ubs Financial Services Inc

CRD#4400316
Investment Advisor
in New York, NY
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About this Advisor

Craig Dunton is a certified financial planner in New York, New York. Currently a registered investment advisor with Ubs Financial Services Inc, they have accrued a notable 28 years of practice as a registered investment advisor. Dunton has a Series 66 license, certifying them as both a securities agent and an investment advisor representative. Dunton is able to serve clients in Texas. Their career trajectory has included roles at Ubs Painewebber, River Edge Soccer Assn and Ubs Financial Services Inc. Ubs Financial Services Inc is headquartered in New York, New York, and has 369 additional locations across the United States. As a firm, Ubs Financial Services Inc manages $496 billion in assets across 922,927 accounts and employs more than 13,402 people. The amount of assets the firm manages places it among the biggest investment advisory firms in the country. The firm manages 453,419 accounts on a discretionary basis, in which the advisor has the authority to make all investment decisions. Currently 52% of the advisor firm's clients are high-net-worth individuals, meaning they have over $1 million in investable assets. Ubs Financial Services Inc can offer financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, security rating services and educational seminars. The firm's fees may include asset-based, hourly, fixed, commission-based and other fees.

Certifications and Registrations

Series 66, Certified Financial Planner

Years of Experience

28 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Security ratings or pricing services, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Others

Disclosures

No

Office Location

1285 Avenue Of The Americas 15 Thru 18Th Floors
New York, NY 10019

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Ubs Financial Services Inc Brokerage Details

Total Assets Under Management

$496,034,949,376

NY Average: $10,121,009,343
Total Number of Employees

13,335

NY Average: 92
Total Number of Accounts

957,738

NY Average: 6,978
Average Account Size

$517,923

NY Average: $1,450,417

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Educational seminars/workshops

Craig Dunton Work History

Craig has 28 years of experience.

2013 - Present (6 years)

Ubs Financial Services Inc

1990 - Present (29 years)

River Edge Soccer Assn

2001 - 2013 (12 years)

Ubs Painewebber

2001 - 2013 (12 years)

Ubs Financial Services Inc

Disclosures

Craig Dunton has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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