Denise
Wooten

Merrill Lynch, Pierce, Fenner & Smith Inc

CRD#4640343
Investment Advisor
in New York, NY
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About this Advisor

Denise Wooten is a financial advisor based in New York, New York, who has been in the advisory business for 15 years. Wooten is currently employed by Merrill Lynch, Pierce, Fenner & Smith Inc. Over the course of their career, they have held roles at Banc Of America Investment Services, Inc and Merrill Lynch, Pierce, Fenner & Smith Inc. Wooten maintains a Series 66 license, qualifying them as both a securities agent and an investment advisor representative, and can work in Rhode Island. Merrill Lynch, Pierce, Fenner & Smith Inc is a financial advisory business that has its headquarters in New York, New York. The company has offices in 2,958 locations and a total of 40,146 employees. It oversees $820 billion in assets under management between its 2,272,151 client accounts, making it one of the biggest investment advisory firms in the nation by assets under management. The firm serves 4,667 charities and foundations. Of its 2,272,151 customer accounts, just 3% belong to high-net-worth clients who have greater than $1 million in investable assets. Merrill Lynch, Pierce, Fenner & Smith Inc provides a diverse range of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. Financial advisory fee schedules typically depend on which services the firm provides the client. However, fee types charged by Merrill Lynch, Pierce, Fenner & Smith Inc can consist of asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 66

Years of Experience

15 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Disclosures

No

Office Location

One Bryant Park
New York, NY 10036

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Merrill Lynch, Pierce, Fenner & Smith Inc Brokerage Details

Total Assets Under Management

$819,825,501,997

NY Average: $7,464,549,021
Total Number of Employees

40,146

NY Average: 88
Total Number of Accounts

2,272,151

NY Average: 3,892
Average Account Size

$360,815

NY Average: $1,917,921

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Other

Denise Wooten Work History

Denise has 15 years of experience.

2009 - Present (10 years)

Merrill Lynch, Pierce, Fenner & Smith Inc

2003 - 2009 (6 years)

Banc Of America Investment Services, Inc

Disclosures

Denise Wooten has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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