Ellis
Luken

Merrill Lynch, Pierce, Fenner & Smith Inc

CRD#314257
Investment Advisor
in New York, NY
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About this Advisor

Ellis Luken is a financial advisor who works out of New York, New York. Currently an advisor with Merrill Lynch, Pierce, Fenner & Smith Inc, Luken has a notable 25 years of professional experience in the financial advisory industry. Luken has Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative. Luken is registered to work with clients in Pennsylvania. Throughout their career, Luken has worked at Merrill Lynch, Pierce, Fenner & Smith Inc and Citigroup Global Markets Inc. Merrill Lynch, Pierce, Fenner & Smith Inc is based out of New York, New York, and operates out of 2,958 brick-and-mortar locations across the country. In aggregate, Merrill Lynch, Pierce, Fenner & Smith Inc oversees $820 billion in assets across 2,272,151 client accounts and employs more than 40,146 people. The amount of assets the firm manages makes it one of the largest financial advisory firms in the United States. The firm manages 755,507 accounts on a discretionary basis, meaning the advisor has the authority to make all investment decisions. Currently 3% of the firm's investors are high-net-worth individuals, meaning they have over $1 million in assets. Merrill Lynch, Pierce, Fenner & Smith Inc provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. The firm may charge clients asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 65

Years of Experience

25 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Disclosures

Yes

Office Location

One Bryant Park
New York, NY 10036

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Merrill Lynch, Pierce, Fenner & Smith Inc Brokerage Details

Total Assets Under Management

$819,825,501,997

NY Average: $7,464,549,021
Total Number of Employees

40,146

NY Average: 88
Total Number of Accounts

2,272,151

NY Average: 3,892
Average Account Size

$360,815

NY Average: $1,917,921

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Other

Ellis Luken Work History

Ellis has 25 years of experience.

2009 - Present (10 years)

Merrill Lynch, Pierce, Fenner & Smith Inc

1993 - 2009 (16 years)

Citigroup Global Markets Inc

Disclosures

Ellis Luken has disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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