Frank
Lacosta

Merrill Lynch, Pierce, Fenner & Smith Inc

CRD#4841411
Investment Advisor
in New York, NY
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About this Advisor

Frank Lacosta is a financial advisor based in New York, New York, who has 16 years of financial industry experience. Lacosta is an advisor for Merrill Lynch, Pierce, Fenner & Smith Inc. Their career trajectory has included roles at Bank Of America, Banc Of America Investment Services, Inc, Bank Of America, N.A and Merrill Lynch, Pierce, Fenner & Smith Inc. Lacosta has Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and is approved to work in Florida and Texas. Merrill Lynch, Pierce, Fenner & Smith Inc is a registered investment business that has its headquarters in New York, New York. It has offices in 2,958 locations and a total of 40,146 employees. It administers $820 billion in total assets across its 2,272,151 client accounts, making it one of the biggest investment advisory firms in the nation by assets under management. The firm serves 4,667 charitable organizations. Of its 2,272,151 accounts, just 3% are associated with high-net-worth clients who have at least $1 million in assets. Merrill Lynch, Pierce, Fenner & Smith Inc has a wide set of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. A financial advisor's fees usually are based on which service is offered. However, fee types billed by Merrill Lynch, Pierce, Fenner & Smith Inc likely include some blend of asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 65

Years of Experience

16 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Disclosures

No

Office Location

One Bryant Park Office Of Cao - Awl Local Markets Organization
New York, NY 10036

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Merrill Lynch, Pierce, Fenner & Smith Inc Brokerage Details

Total Assets Under Management

$819,825,501,997

NY Average: $7,464,549,021
Total Number of Employees

40,146

NY Average: 88
Total Number of Accounts

2,272,151

NY Average: 3,892
Average Account Size

$360,815

NY Average: $1,917,921

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Other

Frank Lacosta Work History

Frank has 16 years of experience.

2015 - Present (4 years)

Merrill Lynch, Pierce, Fenner & Smith Inc

2014 - 2015 (1 years)

Bank Of America

2009 - 2014 (5 years)

Merrill Lynch, Pierce, Fenner & Smith Inc

2006 - 2009 (3 years)

Banc Of America Investment Services, Inc

2002 - 2009 (7 years)

Bank Of America, N.A

Disclosures

Frank Lacosta has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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