Glenn
Phillips

Transamerica Financial Advisors, Inc

CRD#2491412
Investment Advisor
in New York, NY
Are you Glenn Phillips? Claim this listing.

Answer a few questions and
get matched with an advisor.

Find an Advisor

About this Advisor

Glenn Phillips is a financial advisor in New York, New York. Currently a registered investment advisor at Transamerica Financial Advisors, Inc, they have gathered 10 years of professional experience as an investment advisor. Phillips has Series 63 and Series 65 licenses, certifying the advisor as both a securities agent and an investment advisor representative. Phillips is registered to work with clients based out of New Jersey. Over the course of their career, Phillips has held roles at Prudential Insurance Company Of America, Prudential Investment Management Services LLC, First Westchester-Putnam Masonic Charities Corporation, World Financial Group, Inc and Transamerica Financial Advisors, Inc. Transamerica Financial Advisors, Inc is headquartered in New York, New York, and operates out of 304 other locations across the country. In total, Transamerica Financial Advisors, Inc oversees $973 million in assets dispersed across 22,673 accounts and employs more than 1,274 people. The amount of assets the firm manages places it among the bigger investment advisory firms in the country. The firm manages 8,187 accounts on a discretionary basis, in which the advisor makes all of the buying and selling decisions on the client's behalf. Currently 2% of the firm's customers are high-net-worth individuals, meaning they have more than $1 million in investable assets. Transamerica Financial Advisors, Inc can offer portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers and educational seminars. The firm's fees may include asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 65

Years of Experience

10 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Disclosures

Yes

Office Location

116 West 23Rd Street Suite 500
New York, NY 10011

Not sure which advisor is right for you? Use our matching tool.

Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.

Transamerica Financial Advisors, Inc Brokerage Details

Total Assets Under Management

$972,548,629

NY Average: $1,855,561,029
Total Number of Employees

1,274

NY Average: 62
Total Number of Accounts

22,673

NY Average: 2,474
Average Account Size

$42,895

NY Average: $750,025

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Educational seminars/workshops

Glenn Phillips Work History

Glenn has 10 years of experience.

2013 - Present (6 years)

World Financial Group, Inc

2013 - Present (6 years)

Transamerica Financial Advisors, Inc

2012 - 2013 (1 years)

First Westchester-Putnam Masonic Charities Corporation

2008 - 2012 (4 years)

Prudential Insurance Company Of America

2008 - 2012 (4 years)

Prudential Investment Management Services LLC

Disclosures

Glenn Phillips has disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started