Hornor, Townsend & Kent, Inc

Investment Advisor
in New York, NY
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About this Advisor

Grace Shimizu is a certified financial planner based out of New York, New York, who has been in the industry for 13 years. Shimizu currently works for Hornor, Townsend & Kent, Inc. Over the course of their career, Shimizu has held roles at Axa Advisors, LLC, Hornor Townsend & Kent Inc and Penn Mutual Life Ins Co. Shimizu maintains a Series 66 license, certifying them as both a securities agent and an investment advisor representative, and can operate in New Jersey. Hornor, Townsend & Kent, Inc is a financial advisory firm operating in New York, New York. The firm has offices in 200 locations and a total of 656 advisors. It oversees $2 billion in assets under management between its 5,415 client accounts, making it one of the biggest firms in the nation by assets under management. The firm advises 15 charities and foundations. Of its 5,415 customer accounts, just 5% are held by high-net-worth investors who have greater than $1 million in investable assets. Hornor, Townsend & Kent, Inc offers a diverse array of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services and selection of other advisers. Fees charged by financial advisors usually vary depending on the type of services provided. Fee types charged by Hornor, Townsend & Kent, Inc likely are comprised of any combination of asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 66, Certified Financial Planner

Years of Experience

13 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others



Office Location

2 Park Ave Suite 300
New York, NY 10016

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Hornor, Townsend & Kent, Inc Brokerage Details

Total Assets Under Management


NY Average: $15,833,994,310
Total Number of Employees


NY Average: 41
Total Number of Accounts


NY Average: 3,342
Average Account Size


NY Average: $4,737,880

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers

Grace Shimizu Work History

Grace has 13 years of experience.

2013 - Present (6 years)

Hornor Townsend & Kent Inc

2013 - Present (6 years)

Penn Mutual Life Ins Co

2005 - 2013 (8 years)

Axa Advisors, LLC


Grace Shimizu has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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