Trujillo Gutierrez

Ubs Financial Services Inc

Investment Advisor
in New York, NY

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About this Advisor

Hector Trujillo Gutierrez is a financial advisor working in New York, New York, with 10 years of work experience. Trujillo Gutierrez works at Ubs Financial Services Inc. Throughout their career, they have worked at Mexican Ministry Of Finance And Public Credit, Ubs Financial Services Inc, Ministry Of Energy and Graduate Program At Columbia University. Trujillo Gutierrez maintains a Series 66 license, qualifying them as both a securities agent and an investment advisor representative, and is registered to serve investors in New Jersey. Ubs Financial Services Inc is a business that has its headquarters in New York, New York. The firm has offices in 369 locations and a total of 15,605 employees. It oversees $591 billion in total assets between its 975,301 accounts, making it one of the largest financial advisory firms in the country by assets under management. The firm serves 5,525 charitable organizations. Of its 975,301 customer accounts, 58% are associated with high-net-worth investors who have at least $1 million in investable assets. Ubs Financial Services Inc provides a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, security rating services and educational seminars. Fees charged by financial advisors typically are based on the type of services offered. However, fee types charged by Ubs Financial Services Inc can be comprised of some combination of asset-based, hourly, fixed, commission-based and other fees.

Certifications and Registrations

Series 66

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Security ratings or pricing services, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Others



Office Location

787 Seventh Avenue 787 Tower
New York, NY 10019

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Ubs Financial Services Inc Brokerage Details

Total Assets Under Management


NY Average: $10,121,009,343
Total Number of Employees


NY Average: 92
Total Number of Accounts


NY Average: 6,978
Average Account Size


NY Average: $1,450,417

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Educational seminars/workshops

Hector Trujillo Gutierrez Work History

Hector has 10 years of experience.

2018 - Present (2 years)

Ubs Financial Services Inc

2014 - 2018 (4 years)

Ubs Financial Services Inc

2012 - 2014 (2 years)

Graduate Program At Columbia University

2010 - 2012 (2 years)

Mexican Ministry Of Finance And Public Credit

2010 - 2010 (< 1 year)

Ministry Of Energy


Hector Trujillo Gutierrez has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Ubs Financial Services Inc

Edward Van Der Velden
San Mateo, CA
Guillermina Alonso
Miami, FL
Antwyne Delonde
Hunt Valley, MD
Adam Rivera
New York, NY
Dennis Steele
Nashville, TN
Jamie Cohen
Mount Laurel, NJ
Meredith Farber
Stamford, CT
Sandra Sanchez Heredia
San Diego, CA

This content was compiled from the SEC and FINRA.

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